Student - Compliance Analyst - Toronto, Canada - iA Groupe financier / iA Financial Group

iA Groupe financier / iA Financial Group

Verified Company

Toronto, Canada

3 weeks ago

Posted by:

Sophia Lee

beBee Recruiter

Description

Sector:
Compliance / iA Clarington / Work-from-home / Toronto / Student Job /

Start Date:
May 2023 _

IA Clarington Investments Inc. is seeking a detail-oriented, self-motivated
Compliance Analyst Intern to join the Compliance team. Reporting to the Compliance Manager, this dynamic role will support the Compliance Group with their oversight, administrative and reporting functions for compliance with securities regulations (mainly National Instruments 81-102, 81-105, and and internal policies and procedures.

The primary areas of compliance within the Analyst's accountability may include, but are not limited to Sales Practices Monitoring, Sales Communications Review and assistance with Training Programs.

The
Compliance Analyst Intern will mainly be responsible for the following duties:

Review and assess Marketing Materials Communications.
Evaluate and respond to requests relating to Sales activities and events.
Conduct regular targeted reviews of the corporate website and social media accounts.
Assist with updating internal policies and procedures with manager's guidance.
Support the group's new employee training efforts.
Assist with monitoring Sales team business promotional activities and gifting.
Help maintain Compliance documentation and recordkeeping.
Enrolled in a Post-Secondary Education Program.
Detail oriented, reliable and thorough with effective organizational, administrative and time management skills.
Excellent written and oral communication skills.
Strong analytical, problemsolving and investigativethinking skills with the ability to exercise sound judgement.
Proactive and selfmotivated, with the willingness to learn and the interpersonal skills to work in a teamoriented environment.
Intermediate working knowledge of Microsoft Excel, Word and PowerPoint.
Available fulltime from Monday to Friday, and willing to go at the office once in a while.

Company Overview:

About:

iA Financial Group is the strength of a company with a human side, with its over 8,000 employees.

Together, we have earned the trust of our more than four million clients and 50,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we're a key player in the financial services industry in Canada and the United States.

The secret to our success? Investing in you, one person at a time.

Because, for over 125 years, we have believed that it's by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

At iA, we're invested in you.

Our commitment to Diversity and Inclusion:
At iA Financial Group, we support and celebrate diversity.

We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

Please note that if you need help or assistance to make the recruitment process more accessible for you, please contact us here.

Someone from our team will be happy to assist you.