Regulatory Examination Specialist - Toronto, Canada - TD Bank

TD Bank

Verified Company

Toronto, Canada

2 weeks ago

Posted by:

Sophia Lee

beBee Recruiter

Description

422775BR

Technology Solutions

Toronto, ON

November 22, 2023

Hours

37.5

Workplace Model

Hybrid

Pay Details

Department Overview

Building a World-Class Technology Team at TD

We can't afford to be boring. Neither can you. The scale and scope of what TD does may surprise you.

The rapid pace of change makes it a business imperative for us to be smart and open-minded in the way we think about technology.

TD's technology and business teams become more intertwined as new opportunities present themselves. This new era in banking does not equal boring. Not at TD, anyway.

TD Regulatory, Audit & Compliance Assurance is home to a team of highly valued professionals who provide support for all P&T related Regulatory and support interactions which includes business, 2nd, or 3rd LOD led regulatory activities.

They provide support for all P&T related Regulatory and support interactions which includes business, 2nd, or 3rd LOD led exams.

Provides oversight and governance over remediation, site visits, supervisory and inquiry activities to meet commitments to Regulators. Also, responsible for Merger & Acquisition integration into Assurance functions.

There's room to grow in all of it.

Job Details

Facilitation of Technology Regulatory Responses:
Act as primary intake and facilitator for Technology related Regulatory activities and requests
Coordination with key stakeholders and SMES to collect artifacts and evidence to respond to request items
Review of artifacts and evidence for executive approval, content and redaction prior to submission to the regulators
Assurance of timely submission of artifacts and reporting to the regulators
Organize and file digital artifacts and evidence
Facilitation of Formal Meetings:
Act as primary coordinator and facilitator for Technology related Regulatory sessions
Facilitate the preparation of agendas, speaking notes and presentation decks by coordinating with TCOs and SMEs
Facilitation of preparatory meetings with key stakeholders to review agendas, speaking notes and presentation deck
Facilitation and hosting of Formal Meetings with Regulators
Facilitation of executive and stakeholder debrief meetings and follow up items
Management Reporting:
Communicate and provide status reporting of the above activities to management and stakeholders
Liaise with other regulatory relations stakeholders outside of Technology
Work with Enterprise Technology Regulatory Management to improve the regulatory program management process to ensure regulatory activities met commitments, are performed efficiently and delivered timely with quality results
Promote and foster a cohesive team and positive work environment that encourages innovation, creativity and collaboration
Build and maintain positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings and knowledge with the team, internal and external business partners
Support management and other team members in the achievement of individual, divisional and team goals

Job Requirements

What can you bring to TD? Share your credentials and your relevant experience and knowledge.

It helps if you have:

Undergraduate Degree or Technical Certificate. (Graduate Degree preferred).
7+ years relevant work experience in technology
CRISC certification or equivalent experience
CISA certification or equivalent experience
CISSP certification or equivalent experience a plus
University degree or relevant field / equivalent experience
Excellent English communication skills (written and oral), with experience interacting with all levels of management both within Company and Customer organizations
Ability to work in a high paced, multifaceted environment with mínimal supervision
Diverse, innovative thinking with respect to reusability of architecture and processes
Sound management techniques, experience in problem resolution and development of strategies for operational improvement
Drive to boost your knowledge and expertise by staying abreast of industry and business trends
Willingness to work closely and effectively with clients, stay connected to business needs and direction

Additional Information

Join in on what others in TD Technology Solutions are doing:

Inspire a positive work environment and help champion quality, innovation, teamwork and service to the business.
Learn voraciously, stretch your thinking, share your knowledge and educate others.
Communicate and collaborate with both technical and nontechnical professionals.
Cultivate winning relationships by building trust with business and technology partners.
Share our commitment to productivity, effectiveness and operational efficiency.
Embrace change and witness amazing things happen from the inside.

LI-Tech

Company Overview

Our Values
At TD we're guided by our purpose is to enrich the lives of our customers, communities and colleague