Compliance Analyst - Mississauga, Canada - Primerica

Primerica

Verified Company

Mississauga, Canada

2 weeks ago

Posted by:

Sophia Lee

beBee Recruiter

Description

About this Position

We are looking for Compliance Analyst to join our Compliance department.

Responsibilities and Qualifications

Responsibilities:

Create and maintain procedures related to the AML/ATF activities performed
Work with Primerica' business areas to facilitate the implementation of new and updated AML/ATF procedures and processes
Facilitate performance of legislative compliance management (Ethidex) processes, including proactively identifying opportunities for process improvements and managing the Ethidex system service provider relationship
Maintain the inventory of compliance requirements in the Ethidex system and educate and inform the business units regarding requirements and changes
Administer the annual Ethidex attestation process for the mutual fund dealer and the investment fund manager, including acting as a resource for the business areas, generating a range of reports, performing related research and managing remediation items to completion
Prepare formal and informal compliance reports and other communications for the business units on a regular and ad hoc basis
Organize and manage documentation for regulatory, internal audit and other reviews and examinations and assist with the arrangements for such examinations, audits and reviews
Manage the Regulatory Compliance Department's files and records and perform other administrative duties
Miscellaneous duties as may be required

Qualifications:

Post secondary education or equivalent of knowledge and skills acquired through related work experience in the financial services industry
Experience in legislative and corporate compliance management and AML/ATF requirements
Knowledge of mutual funds and/or life insurance would be considered an asset
Excellent communication, organizational and time management skills, with the ability to multitask, prioritize workflow and meet deadlines in a high volume, fastpaced environment
Demonstrated analytical and problem solving skills and attention to detail
Strong cooperative and professional attitude
A highenergy selfstarter who shows initiative and good judgement
Must be possess exemplary knowledge in MS Office (Word, Excel, PowerPoint, Access)and have the ability to quickly learn new technology
Bilingualism would be considered an asset

It has been and will continue to be the policy of Primerica, Inc., and its subsidiaries to be an Equal Opportunity Employer.

We provide equal opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws.

At Primerica, we believe that diversity and inclusion are critical to our future and our mission - creating a foundation for a creative workplace that leads to innovation, growth, and profitability.

Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.