Compliance Spec, Investigations Contract - Toronto, Canada - IVARI

IVARI

Verified Company

Toronto, Canada

2 weeks ago

Posted by:

Sophia Lee

beBee Recruiter

Description

Welcome to_ _
ivari
Let us introduce ourselves. With 300 employees across Canada, ivari is a company that's making a difference in the world of life insurance.

How? By finding and hiring employees who are passionate about helping people protect their families, and by giving them the best, most supportive workplace possible.

At ivari, everyone is welcome It is our mission to attract, develop, and retain a workforce that is as diverse as the customers we serve and the communities in which we do business.

We offer an inclusive and accessible work environment where all employees and customers feel valued, respected, and supported.

Here's the job opportunity

This is a 12 month contract opportunity

The Compliance Specialist - Investigations will be responsible for supporting the Distribution Compliance program through conducting advisor investigations and data and trends analysis.

You will ensure all assigned investigations are handled in a fair, transparent, objective, and factual manner in accordance with regulatory requirements, fair treatment obligations and ivari policies.

As a Compliance Specialist
Investigations, you will
Gather information and conduct impartial, independent, and objective investigations of sales advisors
Make recommendations for actions based on investigations
Ensure effective and timely communications with stakeholders on investigations, including courses of action, outcomes, associated risks and recommendations
Prepare investigation report or substantive response letters for each investigative matter
Monitor advisors' corrective and remedial action plans
Assist in review of escalated complaints in accordance with fair treatment and regulatory obligations
Provide a Final Position Letter to the complainants and/or regulators
Monitor and analyze trends in sales advisor's conduct to recommend proactive measures for risk mitigation strategies to management

What we are looking for

Postsecondary education that would align with the position
Minimum 5 years experience in a compliance investigative role in the financial services industry at a bank, insurance company, or securities firm
Sound understanding of insurance activities, products, and practices
Strong verbal and written communication skills
Strong analytical skills to make rational and logical deductions at times with limited information
Ability to gather, analyze, organize, document and present large volumes of information in a succinct and organized manner.
Current knowledge of regulations including relevant insurance policies and regulatory notices, applicable provincial and territorial rules, and regulations
Financial services industry association memberships are an asset
Bilingual in English and French (verbal and written) is an asset
Technical knowledge and skill/ability with information and data management related tools

What's in it for you
At ivari, it's important for us to keep our people motivated, recognized and rewarded.

We offer competitive base salaries plus a bonus, one of the many reasons ivari is a great place to work.

We also offer health and dental benefits for the entire family from Day 1 But that's just the beginning. When you join the ivari team you also get

A fantastic vacation plan and time off
A pension plan with 100% match by ivari
Employee savings plan with 75% match to help you save even more
Flexible and hybrid work arrangements
Opportunities for professional development
Recognition programs to cheer you on, motivate and reward
Wellness programs to keep you healthy and happy

Who you are
Someone who enjoys a culture where everyone is genuinely respectful and you can be your authentic self every day. Your contributions and opinions are not only sought, but valued. You know the importance of, and live by, our core values of

Bringing clarity and focus to your work
Taking ownership and doing what you say you will
Remaining flexible
Collaborating with others

Does this sound like you? We're looking for great people to join our team

Our commitment to inclusivity is reflected in the safeguards, policies and commitments we have in place to remove barriers and provide equal opportunities to prospective and current employees, without discrimination.