Consultant - Compliance - Toronto, Canada - Northern Trust Corp.

Northern Trust Corp.
Northern Trust Corp.
Verified Company
Toronto, Canada

4 weeks ago

Sophia Lee

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Sophia Lee

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Description

About Northern Trust:


Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.


Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity.

With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.


The Compliance Consultant will be responsible for overseeing the review, interpretation, and dissemination of current and proposed laws and regulations.

This role provides consultation and advice to partners regarding Compliance risk avoidance in our Asset Servicing and Asset Management business units.

The Consultant will establish business development strategies to minimize risk and assure compliance with applicable laws and regulation.

  • Advises business partners, including senior management, on Compliance programs and applicable laws, regulations, rules and standards, including keeping them informed of developments or changes that may affect their area.
  • Compliancerelated laws, rules and standards, including keeping them informed of developments or changes that may affect their area.
  • Participates in developing Compliance programs and acts as a contact point within the company for Compliance inquiries from partners.
  • Participates in establishing written guidance on the appropriate implementation of Compliance programs and laws, regulations, rules and standards, through policies and procedures and other documents, such as Compliance manuals, internal codes of conduct and practice guidelines.
  • Assists senior management in developing Compliance programs and identifying partners who are required to take certain classes.
  • Identifies, measures, and documents Compliance risk to enhance Compliance risk assessments and assess the appropriateness of the company's Compliance procedures and guidelines.
  • Identifies situations which may pose significant Compliance risk and guides management in developing policies and/or procedures that minimize risk.
  • Interacts with business partners, regulators, and internal and external auditors on regulatory topics. Operates independently; has indepth knowledge of Compliance risk avoidance.

Qualifications:
Knowledge of risk management and the Company's strategic goals.

5-7 or more years' experience, preferably in Compliance or risk management; or equivalent related experience.


Working with Us:
As a Northern Trust partner, greater achievements await.

You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.


Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.

Reasonable accommodation

We hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.
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