Financial Crimes Analyst - Toronto, Canada - MUFG
Description
Financial Crimes AnalystJob Summary:
The primary responsibility is to assist the Chief Compliance Officer in the activities of compliance and anti-money laundering.
Primary Accountabilities:
KYC:
- Conduct screening on Customers and related parties.
- Be responsible for implementing KYC procedure
- Prepares and monitors KYC review schedule based on risk level
- Answers incoming inquiries and provides AML/ATF & KYC policies guidance, consultation, advice and assistance to relevant business line
- Assists CCO in revising AML policy and KYC procedure
- Maintains high risk country list, sanction list, high risk customer list and PEP list
- Prepares materials for internal and external auditing/examination
- Prepare and submit (or provide assistance to other compliance staff) compliance reports required by Head Office or HQA
- Prepares compliance training materials including preparation of PowerPoint presentations
- Be responsible for implementing FATCA program such as drafts and revises FATCA Compliance Manual and Procedures, monitors the FATCA due diligence process, submits reportable accounts information to Canada Revenue Agency
- Participate in Compliance Projects to support the overall efforts of the Compliance Team.
- Review watch list filtering alerts to identify instances of Moneylaundering, Terrorist Financing and violation Sanctions.
- Review transactions Alerts to identify instances of Moneylaundering, Terrorist Financing and violation Sanctions.
- Monitor Trading department for unusual or suspicious activity including price fixing, collusion, and insider trading.
- Development of Policies and Procedures
- Develop new procedures and perform annual review of existing policies and procedures
- Prepare process work flows
Technical Skills:
- Working knowledge in Microsoft Office
- Logical reasoning and problem solving skills
- Excellent organizational, time management and project management skills
Experience Required:
- 2 years' professional experience working in financial services industry
- Solid understanding of financial statements and risks
- Ability to work in a fastpaced environment
Education & Training:
- Bachelor's degree
Work Environment:
- Office, WFH-Split
More jobs from MUFG
-
Analyst
Toronto, Canada - 2 weeks ago
-
Model Validation Quantitative Associate– Market Risk
Toronto, Canada - 2 weeks ago
-
Global Talent, Learning
Old Toronto, Canada - 1 week ago
-
Japanese Corporate Banking
Toronto, Canada - 1 week ago
-
Analyst, Finance
Toronto, Canada - 1 week ago
-
Operations Manager
Toronto, Canada - 2 weeks ago