CIRO / OCRI in Canada
49 jobs at CIRO / OCRI in Canada
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Paralegal
1 week ago
CIRO / OCRI Montréal, Canada**Position Title**:Paralegal** · **Department: Regulation, Québec** · **Location**:Montreal** · **Status: Permanent Full-time (Hybrid)** · The Paralegal will provide support to the Regional Director, Regulation, and to any other department, as needed. · The Paralegal will also be ...
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Manager, Trading Conduct Compliance
1 week ago
CIRO / OCRI Montréal, Canada**Position Title: Manager, Trading Conduct Compliance (ID) - Bilingual** · **Department: Trading Conduct Compliance** · **Location: Montreal, Toronto, Calgary or Vancouver** · **Status: Permanent Full-time (Hybrid)** · The Manager will assist the Directors in providing leadership ...
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Director, DE&I- Remote
1 week ago
CIRO / OCRI Montréal, QC, CanadaFull-Time · Primarily remote, Full-time · The Director works with the Proficiency Team to ensure the implementation, and maintenance of a robust proficiency regime including providing subject matter expertise on exam design and maintenance, education and training standards, and ...
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Office Services Specialist and Receptionist
3 weeks ago
CIRO / OCRI Toronto, Canada**Position Title: Office Services Specialist and Receptionist** · **Department**:Office** **Services** · **Location**:Toronto** · **Status**:Permanent** Full-time (On-site)** · This position is a member of a local and national team of Office Services Specialists fulfilling varied ...
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Market Compliance Coordinator
2 weeks ago
CIRO / OCRI Montréal, Canada**Position Title: Market Compliance Coordinator** · **Department: Trading Conduct Compliance & Trade Review and Analysis** · **Location: Montreal** · **Status: Permanent, Full-time (Hybrid)** · Reporting to the Director, Trading, the Market Compliance Coordinator is accountable f ...
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Enforcement Assistant
2 weeks ago
CIRO / OCRI Toronto, Canada**Position Title: Enforcement Assistant** · **Department: Enforcement** · **Location: Toronto** · **Status: Permanent, Full-time (Hybrid)** · The position provides administrative support to the Investigation Team within the Enforcement Department. · **Key Responsibilities** · - C ...
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Regulatory Officer
1 week ago
CIRO / OCRI Calgary, AB, CanadaPosition Title: Senior Case Assessment Officer · Fixed Term Full-time - 18 Months (Hybrid) · The Senior Case Assessment Officer (Sr. CAO is responsible for conducting preliminary investigations of regulatory complaints received from public investors and other regulatory bodies, ...
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Financial & Operations Examiner
3 weeks ago
CIRO / OCRI Montréal, Canada**Position Title: Financial and Operations Compliance Examiner (ID)** · **Department: Financial and Operations Compliance** · **Location: Montreal** · **Status: Permanent Full-time (Hybrid)** · The Examiner is accountable for analyzing and independently verifying the accuracy and ...
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Investigator
3 weeks ago
CIRO / OCRI Toronto, Canada**Position Title: Investigator (ID)** · **Department: Enforcement** · **Location: Toronto** · **Status: Permanent Full-time (Hybrid)** · - Manipulative, deceptive, or other trading activity impactful to market integrity · - Conduct issues within the advisor/firm management of cli ...
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Research Analyst
3 weeks ago
CIRO / OCRI Toronto, Canada**Position Title: Research Analyst (Summer Co-Op)** · **Department: Financial & Operations Compliance** · **Location: Toronto** · **Status**:Contract (Summer Co-Op)** · Canadian Investment Regulatory Organization ("CIRO") is the national self-regulatory organization which oversee ...
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Enforcement Assistant
2 weeks ago
CIRO / OCRI Toronto, Canada**Position Title: Enforcement Assistant** · **Department: Enforcement** · **Location: Toronto** · **Status: Permanent, Full-time (Hybrid)** · The position provides administrative support to the Investigation Team within the Enforcement Department. · **Key Responsibilities** · - C ...
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Financial Systems Analyst, Senior
1 week ago
CIRO / OCRI Montréal, QC, CanadaSenior Financial and Operations Compliance Examiner · Professional / Technical · Full-Time · Position Title:Senior Financial and Operations Compliance Examiner (ID) · Financial and Operations Compliance · Permanent Full-time (Hybrid) · The Senior Examiner is accountable for a ...
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IT Application Support Analyst
3 days ago
CIRO / OCRI Toronto, Canada**Position Title: IT Application Support Analyst** · **Department: Information Technology** · **Location: Toronto** · **Status: Fixed-term, full-time 12 months (Hybrid)** · **Key Responsibilities**: · - Review and resolve support incidents referred to the Business Systems Develop ...
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Case Assessment Officer
2 weeks ago
CIRO / OCRI Toronto, Canada**Position Title: Case Assessment Officer (MFD)** · **Department: Case Assessment** · **Region: Toronto** · **Status: Permanent Full-time (Hybrid)** · CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity ...
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Policy Counsel
2 weeks ago
CIRO / OCRI Toronto, Canada**Position Title: Policy Counsel** · **Department: Member Regulation Policy** · **Region: Toronto, Montreal, Calgary or Vancouver** · **Status: Permanent, Full-time (Hybrid)** · **Target Salary Range: $110,000 - $130,000** · Reporting to the Director, Member Regulation Policy, th ...
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CIRO / OCRI Montreal, CanadaDirector, Proficiency Standards and Assessments Job Category : Director Requisition Number : DIREC002169 Apply now Posted : April 11, 2024 Full-Time Locations Showing 1 location 40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN Position Title: Director, P ...
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Business Conduct Compliance Examiner
1 week ago
CIRO / OCRI Montreal, CanadaPosition Title: Business Conduct Compliance Examiner (ID) · Department:Business Conduct Compliance · Location: Montreal · Status:Permanent, Full-time (Hybrid) · As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility of s ...
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Surveillance Officer
3 weeks ago
CIRO / OCRI Toronto, Canada**Position Title: Surveillance Officer (ID)** · **Department: Market Surveillance** · **Region: Toronto** · **Status: Permanent Full-Time (Hybrid)** · As a vital member of the Market Surveillance team, you will utilize cutting edge technology and data analysis techniques to monit ...
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CIRO / OCRI Toronto, ON, CanadaSenior Financial and Operations Compliance Examiner · Job Category : Professional / Technical · Requisition Number : SENIO002110 · Apply now · Posted : April 8, 2024 · Full-Time · Locations · Showing 1 location · Description · Position Title:Senior Financial and Operat ...
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Investigator
2 weeks ago
CIRO / OCRI Toronto, Canada**Position Title: Investigator** · **Department: Investigations** · **Location: Toronto** · **Status: Permanent Full-time (Hybrid)** · CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt ...