Finance Analyst - Montréal, Canada - Excelgens

Excelgens
Excelgens
Verified Company
Montréal, Canada

2 weeks ago

Sophia Lee

Posted by:

Sophia Lee

beBee Recruiter
Description

Client:
BNP Paribas


Intervening at the final stages of the KYC due diligence process and working in close coordination with all stakeholders part of the KYC Due Diligence process (including Data Officers; Data Controllers; Screeners; Investigators; Compliance; and Relationship Managers), the Senior KYC officer is responsible for ensuring that due diligence on new or existing clients has been conducted in compliance with regulatory requirements and internal policies/guidelines.

Performing a factual-based analysis, Senior KYC Officer's key responsibilities include:

  • Ensuring that all data, document and information collected as part of the Due Diligence process are compliant and reliable to determine the final risk level of the client relationship
  • Ensuring that the level of due diligence performed is in accordance with the final risk level of the client relationship
  • Ensuring that local regulatory requirements pertaining to the KYC case has been fulfilled
  • Ensuring that financial security risk triggers are appropriately consulted with Compliance for opinion
  • Preparing a memo substantiating the KYC analysis review
  • Ensuring that the file is submitted for Relationship Manager's final signoff
  • Organizing the Client Acceptance Committee (CAC) as appropriate

The strengths and skills that will help you succeed

TRAINING AND OCCUPATIONAL EXPERIENCE

  • General knowledge on financial industry and products, including awareness of various types of corporate entities hedge funds, asset managers, pension funds, limited, private and public companies, holding companies, trusts etc.
  • Ability to comprehend and parse and/or interpret complex organizational and corporate structures for ownership percentage, subsidiary breakdown or merger activity.
  • Experiencein a control function (having a control mindset).
  • Experience in a control function (having a control mindset).
  • Knowledge on AML/KYCrelated regulatory rules, including but not limited to
  • USA PATRIOT Act, Bank Secrecy Act, 3rd European Directive, FCPA, OFAC and related AML regulations.
  • Knowledge on financial security screening (sanctions, political exposed persons, negative news).
  • Knowledge and experience on using database and vendors for KYC (such as Orbis, World-Check, Lexis/Nexis, Dow Jones, Avox, PRIME etc).
  • Knowledge on OFAC (Office of Foreign Assets Control) screening requirements.

SKILLS AND BEHAVIOURS

  • Strong analytical skills, ability to gain an in depth understanding of complex processes and systems.
  • Strong interpersonal and communications skills as evidenced by the ability to work effectively with representatives of a diverse range of departments.
  • Ability to prioritize and work under time pressure.
  • Clientoriented yet with control mindset.
  • Quality and resultdriven.
  • Team player willing to accept challenges large and small and meet them under time pressure.
  • Adaptable, able to multitask across multiple and varying assignments.
  • Ability to generate and convey clear and concise status updates to management and stakeholders.
  • Strong Excel/ Word/ Access / PowerPoint/ presentation building skills (graphs, charts, design).
  • Fluency in English is required and working competence in another language (Spanish, Portuguese ) preferred.
  • Bachelor degree required.
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Certified Anti-Money Laundering Specialist (CAMS), or equivalent, a plus.


Job Type:
Fixed term contract

Contract length: 6 months


Salary:
From $26.00 per hour


Schedule:

  • 8 hour shift

Ability to commute/relocate:

  • Montréal, QC: reliably commute or plan to relocate before starting work (required)

Education:


  • Bachelor's Degree (preferred)

Experience:


  • Financial services: 5 years (preferred)
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