Senior Regulatory Analyst, Registrant Oversight - Calgary

Only for registered members Calgary, Canada

1 month ago

Default job background
Full time

Job summary

The Alberta Securities Commission (ASC) is the industry-funded regulator responsible for administering the province's securities and derivatives laws.

  • Analyzing, researching, interpreting and clearly demonstrating how regulatory obligations apply to the business operations.
  • Preparing and presenting clearly written reports that outline compliance issues applicable to the business operations of market participants.

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