Auditor II - Montreal - HireTalent

    HireTalent
    HireTalent Montreal

    2 days ago

    Full time
    Description

    Job Title: Auditor II/ Associate – Front Office Conduct & Surveillance

    Location: Montreal, Canada (Hyrbid) Duration: 12 Months

    Job Overview


    We are seeking an Associate to join the Front Office Conduct & Surveillance (FOCS) team within Global Markets. This role sits within the First Line of Defense and focuses on monitoring front-office activities to identify, prevent, and elevate potential conduct and market abuse risks.

    The successful candidate will work closely with trading and sales teams while remaining independent from the business, supporting a strong culture of conduct, compliance, and regulatory adherence.

    Key Responsibilities

    • Review electronic and voice communications to ensure adherence to internal policies and regulatory requirements
    • Identify, analyze, and report potentially suspicious or inappropriate activities
    • Conduct routine and ad-hoc surveillance reviews and investigations
    • Escalate potential issues promptly and support resolution with management
    • Provide ongoing support to regional surveillance teams
    • Maintain and enhance surveillance procedures, systems, and controls
    • Assist in preparing management information, metrics, and reporting
    • Contribute to the development and improvement of automated monitoring tools and workflows
    • Support the implementation of conduct risk prevention and regulatory control frameworks
    • Ensure compliance with applicable legal, regulatory, and internal requirements

    Required Qualifications Conduct & Professional Skills

    • Strong interpersonal and communication skills
    • High level of integrity, accountability, and professionalism
    • Proactive approach to identifying and managing conduct risk
    • Ability to work independently and exercise sound judgment
    • Adaptable and able to manage competing priorities

    Market & Business Knowledge

    • Understanding of capital markets and financial products
    • Familiarity with trading and sales terminology is a strong advantage
    • Strong analytical and organizational skills
    • Ability to synthesize findings and communicate clearly

    Technical Skills

    • Advanced proficiency in Microsoft Excel
    • Strong data organization and analysis capabilities
    • Comfortable learning and using surveillance and workflow tools
    • Solid PowerPoint and presentation skills

    Language Requirements

    • Fluency in English and French (mandatory)
    • Additional languages such as Spanish or Portuguese are a plus

    Preferred Qualifications

    • Experience in Capital Markets, Compliance, Risk Management, or Surveillance
    • 3–7 years of experience in a financial services or securities environment
    • Exposure to conduct risk, market abuse, or regulatory monitoring
    • Project management experience is an asset

    #J-18808-Ljbffr

  • Work in company

    Auditor

    Only for registered members

    Job Role: Auditor II · Location: Montreal, QC (Need to go onsite 3-4 days in week) · Duration: 12 Months · Responsibilities: · Review Voice and E-communications of bank employees for adherence to firm and regulatory rules and requirements. · Detect, review and report potentia ...

    Montreal $55,000 - $95,000 (CAD) per year

    3 days ago

  • Work in company

    Auditor Senior

    Only for registered members

    Société Générale est une banque européenne qui accompagne le développement de ses économies en offrant des solutions financières et des services de conseil. · Gérer et exécuter les missions d'audit crédit. · Rédiger des rapports évaluant le profil global de risque de la ligne mét ...

    Montreal, Quebec

    1 month ago

  • Work in company

    Auditor

    Only for registered members

    Job Role: Auditor II · Location: Montreal, QC (Need to go onsite 3-4 days in week) · Duration: 12 Months · Responsibilities: · Review Voice and E-communications of bank employees for adherence to firm and regulatory rules and requirements. · Detect, review and report potentially ...

    Montreal, Quebec $55,000 - $95,000 (CAD) per year

    6 days ago

  • Work in company

    Auditor

    Only for registered members

    +Job summary · A career as an Auditor - Financial Integrity within the Internal Audit team at National Bank means supporting our partners in implementing effective controls related to financial integrity risks. · +QualificationsBachelor's degree related to the sector · CPA desig ...

    Montreal

    1 month ago

  • Work in company

    Internal Auditor

    Only for registered members

    L'auditeur interne gère le cycle complet de conformité SOX et collabore directement avec les auditeurs externes. · Il coordonne la planification des tests SOX, sélectionne les échantillons et suit les contrôles internes. · Minimum de 5 ans d'expérience en audit interne ou externe ...

    Montreal

    2 weeks ago

  • Work in company

    Auditor

    Only for registered members

    Job Role: Auditor II · Location: Montreal, QC (Need to go onsite 3-4 days in week) · Duration: 12 Months · Responsibilities: · Review Voice and E-communications of bank employees for adherence to firm and regulatory rules and requirements. · Detect, review and report potentia ...

    Montreal $55,000 - $95,000 (CAD) per year

    6 days ago

  • Work in company

    Auditor

    Only for registered members

    +The Auditor - Financial Integrity role at National Bank's Internal Audit team means supporting partners in implementing effective controls for financial integrity risks and playing a part in completing the certification to attest to annual and interim reports. · +Bachelor's degr ...

    Montréal, QC

    1 month ago

  • Work in company

    IT Lead Auditor

    Only for registered members

    Job Description · The Lead Auditor / Vice President conducts IGE (Inspection Generale / Internal Audit) Americas audits supporting all regional activities within the Americas, with specific ownership of CACIB Canada Branch / Credit Agricole Services and Operations. In addition to ...

    Montreal, Quebec

    3 days ago

  • Work in company

    IT Internal Auditor

    Only for registered members

    The IT Internal Auditor leverages their expertise to collaborate with strategic members across the organization. The IT Internal Auditor applies a strong understanding of operational risks to provide essential guidance. · Conduct controls testing. · Attend control walkthrough mee ...

    Montreal, Quebec

    1 month ago

  • Work in company

    Lead Auditor

    National Bank

    With a career in Internal Audit - Capital Markets at National Bank, you will be of great value to your business partners' end to end process and therefore positively impact our clients and employees. As Chief Auditor you will be auditor for our audits focused on important risks o ...

    Montreal $75,000 - $120,000 (CAD) per year

    2 days ago

  • Work in company

    Data Auditor

    Only for registered members

    The IGE Data Auditor is responsible for acquiring, executing, transforming, loading, analyzing, visualizing, and storytelling the banks's systems raw data in order to help identify existing and emerging risks, · Identify and acquire the necessary data from relevant source systems ...

    Greater Montreal Metropolitan Area

    1 week ago

  • Work in company

    IT Lead Auditor

    Only for registered members

    The Lead Auditor/Vice President – Montreal Team Lead conducts IGE (Inspection Generale/Internal Audit) Americas audits supporting all regional activities within the Americas. · ...

    Greater Montreal Metropolitan Area

    1 month ago

  • Work in company

    Night Auditor

    Only for registered members

    We're looking for an autonomous Night Auditor with an open and empathetic attitude, · Perform all night audit accounting tasks, including: reconciling deposits, resolving account chargebacks and producing reports. · Ensure the security of the premises during the night, which mean ...

    Montreal, Quebec

    1 week ago

  • Work in company

    Data Auditor

    Only for registered members

    Job Description · Summary of the position · The IGE Data Auditor is responsible for acquiring, executing, transforming, loading, analyzing, visualizing, and storytelling CACIB's systems raw data in order to help identify existing and emerging risks, provide data analytics for aud ...

    Montreal, Quebec

    10 hours ago

  • Work in company

    Lead Auditor

    Only for registered members

    A career as a Lead Auditor in the Internal Audit sector at National Bank is a unique opportunity to dive into the heart of the Bank's activities, develop a comprehensive view of its operations and contribute to varied and strategic audit mandates. · ...

    Montreal, Quebec

    1 month ago

  • Work in company

    Senior Auditor

    Only for registered members

    Deliver comprehensive solutions to complex business challenges and gain deep insight into specific business areas. · Planning and executing financial auditsDeveloping tailored solutions based on current business and financial conditionsCollaborating within a dynamic environment ...

    Montreal, Quebec

    1 month ago

  • Work in company

    Lead Auditor

    Only for registered members

    A career as a Lead Auditor in the Internal Audit sector at National Bank is a unique opportunity to dive into the heart of the Bank's activities, develop a comprehensive view of its operations, and contribute to varied and strategic audit mandates. You will play a key role in the ...

    Montreal $60,000 - $110,000 (CAD) per year

    1 week ago

  • Work in company

    Data Auditor

    Only for registered members

    We're looking for a Data Auditor to join a global financial services environment, supporting Internal Audit teams through data analytics, automation, and continuous monitoring initiatives. · This role sits at the intersection of data, risk, and technology, · ideal for someone who ...

    Montreal, Quebec

    1 week ago

  • Work in company

    Data Auditor

    Only for registered members

    The IGE Data Auditor is responsible for acquiring, executing, transforming, loading, analyzing visualizing and storytelling the banks's systems raw data in order to help identify existing and emerging risks provide data analytics for audits and internal projects as well as automa ...

    Montreal

    1 week ago

  • Work in company

    Internal Auditor

    Only for registered members

    We are looking for an Internal Auditor who can navigate this dynamic environment, understand diverse operational models, and deliver practical, impactful recommendations that drive immediate improvements across the organization. · Plan, coordinate and execute SOX financial audits ...

    Montreal, Quebec

    1 month ago

  • Work in company

    Auditor II

    Only for registered members

    **Job - Auditor II · Location - Montreal, QC · Duration:12+ month(s) · Responsibilities:** · Review Voice and E-communications of bank employees for adherence to firm and regulatory rules and requirements. · Detect, review and report potentially suspicious activities. · Conductin ...

    Montreal, Quebec

    6 days ago

Jobs
>
Montréal