Compliance Officer - Québec, Canada - soho square solutions

soho square solutions

Verified Company

Québec, Canada

3 weeks ago

Posted by:

Sophia Lee

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Job Details

WHAT WILL BE YOUR DAY-TO-DAY?
Your responsibilities include, but are not limited to the following:

Review of electronic and audio communication alerts across various business units and escalate issues, where appropriate, to relevant stakeholders for investigation and resolution;
Participate with the testing and implementation of new surveillance scenarios and minimum standards;
Participate in regional and global compliance initiatives and investigations;
Assist with the review and analysis of new and/or amended industry rules and regulations;
Prepare management metrics and reports;
Collaborate with regional and global colleagues across multiple departments including but not limited to Front Office, Operations, Technology and Legal.

Profile

SKILLS AND QUALIFICATIONS:

Competencies:

Strong interpersonal and written/verbal communication skills.
Strong analytical, problemsolving and organizational skills.
Ability to balance multiple, simultaneous priorities in a fast moving and demanding environment.
Selfstarter with the aptitude to work independently and/or in a team setting.
Strong attention to detail.
General knowledge of applicable regulations relating to Banking, Broker-Dealer and Futures Commission Merchant activity.

Technical Skills:

Qualifications (Education, Experience, Languages):

Bachelor's Degree
2 to 5 years of experience in either communication surveillance, general compliance and/or financial services.
Fluent (read, write and speak) English and French.

Job Type:
Fixed term contract

Contract length: 12 months

Pay:
$55.00-$60.00 per hour

Benefits:

Schedule:

Supplemental pay types:

Experience:

- communication surveillance: 1 year (required)
- electronic and audio communication alerts: 1 year (required)

- general compliance and/or financial services: 1 year (required)

Work Location:
Hybrid remote in Montréal, QC

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