Senior Data Governance and Compliance Officer - Toronto - beBeePrivacy

Job summary · Raymond James Ltd. is Canada's leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs. · QualificationsPossess compliance or related branch/operations w ...

The Compliance Officer will be responsible for the following: · Support day to day compliance responsibilities and annual compliance work plan deliverables including: regulatory reporting and filings, co-investor onboarding, marketing reviews, ongoing monitoring and testing regul ...

At Raymond James, · we · develop, · we · collaborate, · we · decide, · we · deliver, and · we · improve together . · Raymond James Ltd. is Canada's leading independent investment dealers offering high quality investment products and services to Canadians seeking customized soluti ...

+Investigate and respond to client complaints, regulatory inquiries, and internal matters involving registrant conduct as a Compliance Officer. This role serves as a key resource within the Compliance Department, providing leadership, expertise, and sound judgment across a wide r ...

· Aviso Wealth: · At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals ...

+As Compliance Officer, you will support the RBC Investor Services (RBCIS) Compliance team for Canada. · + · +A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable · ...

We are looking for a detail-oriented and knowledgeable Compliance Officer to join our team and provide outsourced compliance support to our clients. · Client Compliance Support: Acting as the designated compliance officer for assigned clients. · Ongoing Monitoring and Risk Manage ...

We're building a relationship-oriented bank for the modern world where talented professionals who are dedicated to doing what's right for our clients can thrive. · ...

Aviso Wealth: · At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals wh ...

Role Title: Compliance Officer · Reports to: Corporate Compliance & Risk Director · Location: Canada · Business unit: Compliance and Risk · Role Purpose · Responsibility & Accountability for supporting the Compliance and Risk Manager with analytical and reporting activity in the ...

We're building a relationship-oriented bank for the modern world. · We need talented, passionate professionals who are dedicated to doing what's right for our clients. · At CIBC, we enable the work environment most optimal for you to thrive in your role. You'll have the flexibili ...

Aviso Wealth: · At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals wh ...

This role supports the Compliance and Risk Manager with analytical and reporting activities in the relevant country area including Corporate and partners sales areas. ...

We provide various consulting services related to MSB (Money Services Business) and PSP (Payment Service Provider) registration with FINTRAC and the Bank of Canada.Advapay supports its clients with compliance program development, business plan drafting, and bank account opening, ...

Reporting to the Senior Manager, Compliance, you will be primarily responsible for trade approvals, monthly account reviews and social media management.You will also be responsible for contacting sales staff to implement corrective actions and ensuring compliance with the firm's ...

At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together . · Raymond James Ltd. is Canada's leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth ...

We are seeking an experienced Compliance Officer to oversee and manage all aspects of our compliance programs. · Monitor and interpret gaming regulations, laws, and industry standards. · Develop, implement, and regularly update compliance policies and procedures. · Conduct regula ...

Reporting to the Senior Manager, Compliance, · you will be primarily responsible for trade approvals, · monthly account reviews and social media management. · ...

The candidate will work closely with Operations Director and internal teams including investment, finance, and client-facing functions. The Compliance Officer will be responsible for the following: Support day to day compliance responsibilities and annual compliance work plan del ...

We're looking for a… · Compliance Officer · Full-time position. We are actively recruiting to fill this position. Role is on-site in our Toronto office. · Who the heck are we? · EdgePoint Wealth Management is a Toronto-based investment firm with a company culture that inspires ...

We are seeking a Compliance Officer to join our team in Toronto. · ...