Team Lead, Mutual Funds Compliance - Langley, BC
1 day ago

Job summary
We are currently seeking a Team Lead, Mutual Funds Compliance to join our team.The Team Lead, Mutual Funds Compliance oversees the daily operations of a designated team focused on mutual fund compliance and operational efficiency. This role is responsible for both daily and monthly Tier 1 supervision of mutual fund registered advisors to ensure member suitability,
while exemplifying and promoting best practices in support of profitable growth.
Job description
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.
Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.
Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
Access all high-level positions and get the job of your dreams.
Similar jobs
Mutual Funds Compliance Specialist
2 days ago
We are currently seeking a Mutual Funds Compliance Specialist to join our team. · ...
Mutual Funds Compliance Specialist
1 day ago
We are currently seeking a Mutual Funds Compliance Specialist to join our team.The role ensures that all mutual fund activities comply with internal policies as well as external regulatory requirements set by Aviso Wealth (AW-MFD), the Canadian Investment Regulatory Organization ...
Mutual Funds Compliance Specialist
1 day ago
We are currently seeking a Mutual Funds Compliance Specialist to join our team. · The role includes daily and monthly Tier 1 supervision of mutual fund registered advisors, · ensuring compliance with internal policies as well as external regulatory requirements. ...
Team Lead, Mutual Funds Compliance
2 days ago
We are currently seeking a Team Lead to join our team. · ...
Team Lead, Mutual Funds Compliance
1 day ago
We are currently seeking a Team Lead to join our team. · The role oversees the daily operations of the compliance team and ensures member suitability while promoting best practices in support of profitable growth. · Here's what would be included as a part of your typical day:Lead ...
AML Investigator
1 month ago
We are currently seeking an AML Investigator to join our team. · The AML Investigator will work as an integral member of the Anti-Money Laundering Operations team. The AML Investigator is responsible for the detection, prevention and investigation of anti-money laundering and ter ...
Director, Liquidity
1 month ago
The Director provides independent oversight of the credit union's treasury activities, specifically liquidity, interest rate as well as Capital risk management. · Leadership: Provides leadership and direction to the team including recruitment training development establishing ann ...
The Regional Director of Governance, Risk, and Compliance plays a critical role in ensuring that Campus Boards operate with integrity, accountability, and compliance. · ...
+ Join Hall Constructors as a Quality Control Coordinator - Highway Infrastructure to support a major Ministry of Transportation and Infrastructure (MoTI) project in Abbotsford, BC. · +Coordinate on-site materials testing with third-party labs as required by contract specificatio ...
AML Investigator
2 days ago
We are currently seeking an AML Investigator to join our team.The AML Investigator will work as an integral member of the Anti-Money Laundering Operations team. · BenefitsDemonstrated experience in conducting investigations and implementing security procedures is preferred ...
Team Lead, Community Branch Network
1 day ago
We are BC's largest Insurance Broker and looking for individuals to grow with us A career at HUB means your career opportunities are endless From auto, personal or commercial lines, claims, employee benefits, administration, to becoming a full-time producer or account manager, we ...
Director, Liquidity
1 week ago
+ Develops and maintains risk measurement systems that deliver liquidity and funding risk metrics, · + Oversees real-time risk monitoring and reporting during high-volatility periods. · ...
Casual House Support Worker
2 days ago
Provides a safe and secure environment for residents and visitors · ...
Board of Directors
3 weeks ago
Langley Lions Housing Society (LLHS) is a non-profit charitable organization that has provided safe, long-term, and affordable housing for seniors and persons with disabilities with limited incomes in the Fraser Valley since 1971. The Society operates eight residential buildings ...
EWR - Temporary Shelter Worker
3 weeks ago
The Emergency Weather Response worker provides a safe and secure environment for residents and visitors. · ...
Temporary Full time Shelter Worker
1 month ago
Job summaryFor more than 130 years, The Salvation Army has served people in need · in communities across Canada and Bermuda. · Building on our roots as a world-wide Christian church, · each year we help more than 2 million people, · providing necessities such as food,clothingand ...
Part Time Relief Shelter Worker
3 weeks ago
The Salvation Army exists to share the love of Jesus Christ, meet human needs and be a transforming influence in the communities of our world. · This is a part-time relief shelter worker position with The Salvation Army in Langley, BC. · ...
Part Time Weekend Night Shift Shelter Worker
1 month ago
Provides a safe and secure environment for residents and visitors. · ...
We are seeking a Quality Control Coordinator to support a major Ministry of Transportation and Infrastructure (MoTI) project in Abbotsford, BC. The successful candidate will play a key role in managing quality documentation, coordinating materials testing and inspection activitie ...
Auto Insurance Advisor
1 month ago
Our client is looking for an Auto Insurance Advisor to join their team. · ...