- Contribute to resolving segregation deficiencies and buy-ins within regulatory or market deadlines;
- Maintain close relationships with key partners;
- Learn the applicable regulations (CIRO, SEC, FINRA);
- Demonstrate strong interest in data analysis ("data savviness").
- Analyze segregation deficiencies and ensure they are regularized within regulatory deadlines;
- Send or resend buy-in notices in a timely manner and proceed with buy-ins when deadlines are not met;
- Identify transformation opportunities and discuss them with senior analysts;
- Develop close relationships with partners.
- Three-year college diploma or equivalent academic background related to the field, plus four years of relevant experience, or a bachelor's degree related to the field;
- Strong interest in regulation, securities, and financial markets;
- Knowledge of applicable regulations is an asset;
- Proficiency in the development and support of internal macros, particularly through low‑code / no‑code solutions (an asset)
- Familiarity with ISM(OSS), MAX/Arrow, AS400, and CDS/DTC platforms is an asset;
- Analytical and synthesis skills, initiative, autonomy, and ownership;
- Strong interpersonal and communication skills;
- Bilingualism (spoken/written) in French and English is essential.
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Analyst - Montreal - National Bank
Description
Being a Segregation & Buy-in Analyst means working in an environment that encourages going above and beyond, and building strong relationships with internal and external partners. It means having the opportunity to grow within a team that values collaboration, innovation, performance, and partner satisfaction.
The Segregation & Buy-in team is responsible for ensuring that our clients' fully paid securities are held separately from other securities. This is what we refer to as the segregation of securities. The segregation team analyzes daily segregation deficiencies to resolve them within the timeframes prescribed by regulation. It is also responsible for managing all buy-ins for our Canadian and U.S. brokerages. Buy-ins are carried out to regularize segregation deficiencies but also to facilitate Continuous Net Settlement (CNS/NSCC) and broker-to-broker settlement (COD/TFT). Additionally, the team is responsible for enforcing Rule 204 of the SEC's Regulation SHO.
Your main challenges:
More specifically, you will be expected to:
Education and experience:
Artificial Intelligence, Diversity & Inclusion, Teamwork, Cybersecurity, Empathy, Initiative, Learning Agility, Resiliency
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Analyst / Analyste
Only for registered members Montreal
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Trust & Safety Compliance Analyst
Only for registered members Montréal, Québec
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Data Analyst/ Clerks
Part time Sutherland & Transcom- Montreal
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Analyste
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Analyst
Full time National Bank- Montreal
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Analyste
Full time Banque Nationale- Montreal
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Analyst
Full time National Bank- Montreal
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Analyste
Only for registered members Montreal, Quebec
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Analyst
Full time National Bank- Montreal
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Analyst
Full time National Bank- Montreal
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Analyst
Only for registered members Montreal, Quebec
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Analyste
Full time Banque Nationale- Montreal
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analyste
Only for registered members Montreal, Quebec
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Analyste
Banque Nationale- montréal
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Analyste
Full time Banque Nationale- Montreal
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Analyste
Full time Banque Nationale- Montreal
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Analyst
Only for registered members Montreal
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Analyste
Only for registered members Montreal
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Analyste
Only for registered members Montréal, QC
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Analyste
Full time Only for registered members Montreal