Description JOB TITLE:
Jr. Compliance Analyst DURATION
: 8 Months ( Possibility for extension) LOCATION
: Waterloo ( Remote until decided by business) Jr Compliance Analyst - 5677 Description:
Reporting to the AML/ATF Program Manager, the Compliance Analyst is responsible for effective monitoring, investigation, and case management of Watch List scanning within the context of anti-money laundering/anti-terrorist financing (AML/ATF).
Perform functions related to Anti Money Laundering & Anti-Terrorist Financing (AML/ATF) Program: Manage Bridger- Daily PEFP/ATF/OFAC/Country Alerts - Investigate and assess the risk of alerts identified by customer risk assessment tools. Maintain proper records and audit trail of investigation activity and disposition actions for all alerts. Use judgment and knowledge of money laundering patterns to assess whether transactions are suspicious; conduct investigations and make recommendations as to the appropriate course of action; Investigate and assess the risk of alerts identified by customer risk assessment tools. Maintain proper records and audit trail of investigation activity and disposition actions for all alerts. Prepare case reports and external reports for review outlining the depth of investigation activity, risk assessment, and recommended remediation actions.
Must haves: 2+ years of AML/ATF experience within the Financial/ Banking industry. Nice To to Haves: Post-Secondary Education, Ability to take responsibility and operate independently to ensure that compliance objectives are achieved. CAMs certification would be an asset
Expertise and Skills Finance and Accounting, FIN SVC - Financial Representative < 2 years
Nice To Have