Aml/kyc Analyst - Toronto, Canada - Infotek Consulting Services

Infotek Consulting Services
Infotek Consulting Services
Verified Company
Toronto, Canada

11 hours ago

Sophia Lee

Posted by:

Sophia Lee

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Description

Key Accountabilities:

  • Assist in management, maintenance, and review of appropriate CIP documentation/client files
  • Follow up and track all documents required to satisfy CIP and new account requirements
  • Escalate high risk and out of order records to AML Prevention Manager
  • Assist in the administration and review of Client Risk Scoring, Client Identification and KYC documentation oversight/management requirements
  • Assist with inquiries from management, internal and external auditors by providing guidance in a timely manner
  • Document deficient significant regulatory, reputational and financial impact including cease and desist orders, loss of license and financial penalties in $mm
  • Assist in KYC review and refresh of current Client population as needed
  • Reviews and escalates client records that maintain an out of order status
  • Significant regulatory, reputational and financial impact including cease and desist orders, loss of license and financial penalties in $mm
  • Other duties as assigned to assist with the effective administration of the AML and KYC Policies of RBC CM LLC

Knowledge & Experience:

  • 10+ years recent and relevant experience
  • Prior experience with deadlines for time sensitive projects
  • Prior experience in financial services
  • Prior experience in documentation management
  • High school Diploma or equivalent

Skills & Competencies:

  • Strong work ethic & attention to detail
  • Proficient time management and organizational skills
  • High level customer service and people skills

Attributes:

  • High level customer service and people skills
  • Demonstrated analytical and problem solving skills

Job Type:
Fixed term contract

Contract length: 6 months


Salary:
$25.00-$50.00 per hour


Schedule:

  • Day shift

Work Location:
Hybrid remote in Toronto, ON
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