Dir. Princ., Opérations, Lcba - Toronto, Canada - TD Bank

TD Bank

Verified Company

Toronto, Canada

3 weeks ago

Posted by:

Sophia Lee

beBee Recruiter

Description

Lieu de travail:
Toronto, Ontario, Canada

Horaire:
37.5

Secteur d'activité:
Lutte blanchiment d'argent

Détails de la rémunération:

Description du poste:

Department Overview:
Global Anti-Money Laundering at TD

Pick up a newspaper, turn on the TV or stream a video and the topic of money crime is everywhere, because it is a threat across the world.

Do you believe the best defense is a good offence? At TD, we're committed to detect and deter anyone from using TD products or services for money laundering and terrorist financing activities.

Our dedication is upheld and deployed through key team functions - Policy, Testing, Advisory, High Risk Investigations, and Financial Intelligence Unit - that together build our Global Anti-Money Laundering (GAML) Program and professional community.

Ready to join us? We have a new opportunity to grow your career in AML.

High Risk Customer (HRC) Program conducts enhanced due diligence of customers who have been high risk.

In addition, the HRI manages the daily activities, design and implement controls for risk mitigation related to Anti-Money Laundering, Bank Secrecy, Enhanced Due Diligence, Sanctions and Anti-Bribery/Anti-Corruption.

Job Description:

The Senior Manager, Quality Control, AML Enhanced Due Diligence, High Risk Customer Program reports to the Associate Vice President (AVP), Head of Canada Enhanced Due Diligence and High Risk Investigations.

The Senior Manager, AML Enhanced Due Diligence, High Risk Customer Program supports the AVP with the management and oversight of the HRC Program in Canada.

The Senior Manager, Senior Manager, Quality Control, AML Enhanced Due Diligence, High Risk Customer Program is responsible for support, management, and strategic design of the QC process of the High Risk Customer Program while partnering with stakeholders, working with people managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls.

Additionally, the role will involve ensuring High Risk Customer Program is operating at peak staffing performance and efficiency while promoting a culture of compliance.

In this role you will oversee a large and significant multi-faceted AML operational function.

You'll have overall accountability for providing strategic direction and guidance on a broad and diverse range of complex AML operational activities/analysis and/or specialized project support or services within enterprise AML Operations.

As a Senior Manager, Senior Manager, Quality Control, AML Enhanced Due Diligence, High Risk Customer Program, you will:

Provide support to the Associate Vice President (AVP), Head of Canada Enhanced Due Diligence and High Risk Investigations with the oversight and management of the QC process High Risk Customer Program.
Design and oversee the implementation as well as ongoing operating effectiveness of the QC process to ensure the investigations, initial and periodic reviews of high risk customers are risk assessed, reviewed, and assigned on a risk based prioritization approach and timely manner.
Provide oversight of the QC of investigations, initial and periodic reviews of high risk customers in accordance with the prescribed timelines including internal controls, procedures, and regulatory requirements.
Maintain effective relationships and coordinate with High Risk Customer Program team and other stakeholders impacted during investigation including internal stakeholders (e.g Human Resources, Corporate Security, Business Lines, Protect Platform etc.) and law enforcement.
Conduct and oversee the QC of regulatory reporting of investigations in a timely manner while adhering to regulatory requirements.
Design and implement process for the remediation of findings from the QC process while ensuring identification of root causes and learnings from investigation for feedback to impacted investigators.
Design and implement periodic and ongoing reporting and communication for status of QC is escalated to Associate Vice President, Head of Canada Enhanced Due Diligence and High Risk Investigations.
Ensure the controls are designed appropriately and operating effectively in order to mitigate risk and compliance with internal controls as well as regulatory requirements.
Provide oversight and guidance including coaching and identification of development.
Act as the highest point of critical issue resolution and provide direction to resolve.
Participate in initiatives and/or special projects; longterm (12 years) time focus.
Conduct remediation of issues, regulatory findings in a timely manner while ensuring risk are mitigated and action plans are designed appropriately and operating effectively.
Oversee research, development and implementation of new processes, technologies or operating models.
Work autonomously as the leader of the team and develop group policies proc