Mutual Funds Compliance Specialist - City of Langley

Only for registered members City of Langley, Canada

2 days ago

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Job summary

We are currently seeking a Mutual Funds Compliance Specialist to join our team.
The Mutual Funds Compliance Specialist is accountable for daily and monthly Tier 1 supervision of mutual fund registered advisors.

Serving in a dual capacity for the Credit Union and Aviso Wealth, this role ensures that all mutual fund activities comply with internal policies as well as external regulatory requirements set by Aviso Wealth (AW-MFD), the Canadian Investment Regulatory Organization (CIRO),and the BC Securities Commission (BCSC).


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