Wealth Management Oversight Specialist - Montreal - beBeeRegulatory

    beBeeRegulatory
    beBeeRegulatory Montreal

    2 weeks ago

    Full time

    Job title: Senior Advisor Compliance

    Description

    Job Summary

    This role involves contributing to maintaining an adequate oversight framework for wealth management. You will work in a dynamic and constantly evolving environment, identifying inherent risks, and associated mitigating factors within the industry.

    • Detect high-risk situations, conduct various analyses, promptly alert regional directors and compliance supervisors ensuring corrective actions are implemented.
    • Act as a key resource for surveillance matters particularly for compliance supervisors regional directors other partners.
    ,

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