Business Regulatory Specialist - Toronto - beBeeRegulator

    beBeeRegulator
    beBeeRegulator Toronto

    1 week ago

    Full time

    Job title: Legal Counsel II

    Description

    The Ontario Securities Commission is a regulatory body responsible for overseeing the capital markets in Ontario. As part of its mandate, it aims to protect investors from unfair practices and foster fair and competitive markets.

    One key division within the OSC is the Registration, Inspections, and Examinations (RIE) Division. This division plays a crucial role in regulating dealers, advisers, and investment fund managers that operate in securities. The RIE Division utilizes a risk-based approach to oversee registrants through initial and ongoing registration reviews.


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