Accounting Manager, Canada CIRO - Toronto, Ontario

Coinbase Canada is looking for a highly motivated accounting and finance professional to join our Global Controllership team and play a key role in our continued growth and achievement of operational excellence. · ...

+We're looking for a Head of Compliance, Anti-Money Laundering Officer (CAMLO), and Supervisor to lead the building and development of our investment dealer compliance program. · + · Own the regulatory relationships. You will be the primary contact for CIRO, provincial securities ...

+The Senior Registration Officer is responsible for evaluating and approving registration applications by ensuring all regulatory requirements are met. · +Handles registration and approval applications of a moderate to complex nature. · Conducts extensive research, analysis and r ...

Join a purpose driven winning team. The Compliance Officer contributes to the overall success of the Global Banking & Markets and Treasury ( ...

++A privately backed financial services firm is hiring a Controller to support a regulated Canadian broker-dealer. · +Lead Canadian regulatory finance, including CIRO reporting and Form 1 filings. · ...

We are seeking a detail-oriented Associate Wealth Planner to join our team at Richardson Wealth. As a key member of our Investment Advisor team, you will work collaboratively to prepare comprehensive financial plans for High-Net-Worth clients as well as tax planning for clients. ...

+ Job summary · Join a team of diverse problem solvers at KPMG as a Senior Consultant for Banking Governance Risk Compliance Services in Toronto. · + ResponsibilitiesInterview clients and understand their current compliance risk management control programs. · Identify key risk ma ...

The Senior Manager, Data & Vendor Risk manages second line oversight activities for Data, Vendor, · and Information Security Risk. This role will initially serve as the business lead for the Data Lifecycle Management Program, · aimed at refining data collection/retention and busi ...

The successful candidate will be responsible for managing the planning, execution and reporting for risk management internal control and internal audit, and identifying and executing on market and brand development opportunities in the Financial Services (FS) sector. · ...

Provide strategic legal counsel to WFG Securities Inc., a Canadian securities dealer, ensuring compliance with Canadian securities laws and regulations. · ...

We're looking for a Head of Compliance to lead our investment dealer compliance program in Canada. · ...

The Quality Monitoring Associate will actively monitor, evaluate, and report on the quality of inbound and outbound service and trade calls for the business across all customer segments. · ...

We are seeking a CIRO/IIROC licensed Associate Investment Advisor to join our growing practice in downtown Toronto. · Client Interaction: The management of a specific portion of HNW clients within the wealth management practice. · ...

Job summary · Raymond James Ltd. is Canada's leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs. · QualificationsPossess compliance or related branch/operations w ...

The Regional Manager (RM) will support advisor teams in their region. The RM will be a trusted partner to their advisor teams and leverage experience in coaching and sales leadership., · ,Managing day-to-day advisor inquiries related to their practice. · ,Overseeing day-to-day op ...

The Senior Compliance Analyst will be responsible for completing Tier 2 supervisor functions, including monitoring email communications and social media for regulator risks. · ...

+ Support CCO in providing oversight of compliance activities · + Represent RMFI Compliance on business-driven projects · + Oversee internal activities of Compliance Advisory team · Job Skills: + CIRO regulatory compliance experience + Expert knowledge of securities industry ...

Raymond James Ltd.is Canada's leading full-service independent investment dealer providing high quality investment products and services to Canadians seeking customized solutions We are seeking a highly qualified Senior Compliance Officer to join our team In this role you will pl ...

We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. · Regulatory Monitoring and Communication – Monitor regulatory developments, analyze and assess the impact of chan ...

Senior Compliance Officer, Investigations, · Serves a key function in supporting Raymond James Ltd. commitment to market integrity and investor protection by identifying, · analyzing and escalating potential breaches of CIRO regulations. · ...