Manager, Aml/atf Compliance - Toronto, Canada - Sun Life

Sun Life
Sun Life
Verified Company
Toronto, Canada

1 month ago

Sophia Lee

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Sophia Lee

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Description
You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self.

You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you.

Your leaders will inspire and help you reach your potential and soar to new heights.

Every day, you'll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do.

Discover how you can make a difference in the lives of individuals, families and communities around the world.


What will you do?

  • Manage the centralized AML/ATF program across all Canadian Business Units and functions, including maintenance of policies and procedures, monitoring performance of the program and resources, and completion of associated reporting
  • Manage internal and external regulatory reporting obligations, including Suspicious Transaction Reports (STR) and Electronic Fund Transfers (EFT)
  • Providing effective coaching and development to team members on interpreting reports received from the BU and the Tier One and Tier Two Supervision areas for the purposes of conducting AML/ATF investigations of unusual and potentiallysuspicious transactions
  • Collaborate with the Regulatory Compliance Management & Policy team to review and assess AML/ATF regulatory developments and changes as part of the formal Regulatory Change Management process in Canadian Compliance

What do you need to succeed?

  • A minimum of 7+ years of progressive experience in regulatory compliance, with a passionate focus on AML/ATF compliance in the securities / retail wealth management sector
  • Knowledge of products and services in the retail securities distribution space and knowledge of CIRO requirements
  • Successful completion of related professional development courses (i.e., CSC, CPH, OPD, CCO)
  • Undergraduate degree
  • Law degree or Regulatory Compliance Management certificate is an asset
  • Sound coaching and performance management skills
  • In depth working knowledge of AML/ATF governing legislation, related regulations and guidelines, including PCMLTFA and related Regulations, Criminal Code of Canada, United Nations Act and related Resolutions / Regulations, SEMA, JVCFOA, FINTRAC and CIRO guidelines and international guidance and best practices such as FATF Recommendations and EU Directives
  • In depth understanding of money laundering and terrorist financing issues and current developments/techniques
  • Very strong analytical and problem solving skills, with the ability to influence change
  • University education preferably in law, finance or relevant advanced degree, and current AML/ATF certification (eg. CAMS)
  • Excellent attention to details with high level of accuracy
  • Strong understanding of STR process and regulatory requirements related to filing STRs

Preferred skills

  • AML/ATF Knowledge
  • Wealth Management / Retail Brokerage expertise
  • Teamwork
  • Critical Thinking and Analysis
  • Problem solving
  • Communication
  • Strategic Thinking

What's in it for you?

  • Being a member of the Sun Life family, a group of people united by our Purpose: to help Clients and Employees achieve lifetime financial security and live healthier lives
  • We're honoured to be recognized as a 2023 Best Workplaces in Ontario by Great Place to Work Canada
  • The opportunity to move along a variety of career paths with amazing networking potential
  • Fluid workspaces where you can choose from a variety of workstations, offices and collaboration zones based on your daily needs


At Sun Life we strive to create a flexible work environment where our employees are empowered to do their best work.

Several flexible work options are available and can be discussed throughout the selection process depending on the role requirements and individual needs.

We thank all applicants for showing an interest in this position. Only those selected for an interview will be contacted.


Salary Range:

76,000/ ,000/125 000


Job Category:

Compliance


Posting End Date:

24/05/2024
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