Investment Compliance, Specialist - Montreal
3 weeks ago
Job summary
This position will fill an essential role in our team.
+Responsibilities
- Compliance Monitoring and Surveillance
- Regulatory and Client Guideline Management
- Governance Reporting Audit Data Technology Process Improvement Stakeholder Partnership Issue Resolution Additional Responsibilities Participate in coordination of proxy voting process service provider investment management teams Participate coordination class actions processes service provider internal stakeholders What You Bring To Table Education University degree finance business administration accounting economics related field combination relevant experience education Professional designation CPA CFA CAIA FRM PRM preferred Experience Minimum 10-years experience investment compliance auditing investment operations investment management Technical Knowledge Advanced knowledge hands-on expertise Charles River Bloomberg similar Strong quantitative analytical abilities comfort working complex instruments large datasets Knowledge financial market regulations applying portfolio managers registered securities authorities Knowledge investments derivatives Investment management company processes Communication Excellent written verbal communication ability articulate complex regulatory concepts non-technical stakeholders Judgment Integrity Strong control mindset attention detail ability make balanced risk-based decisions time pressure Competencies Detail orientation accountability Problem solving root-cause analysis Stakeholder management influence Process design documentation Adaptability regulatory business change Project management prioritization Enjoy collaborating colleagues partners team spirit Share values integrity respect commitment client excellence generosity For candidates located Quebec bilingualism required necessity interact regular basis English-speaking colleagues clients outside province Quebec Ce poste jouera rôle essentiel équipe This position will fill essential role our team We equal opportunity employer At Intact Value respect founded seeing diversity strength strive create accessible workplace employees feel valued included encouraged share unique perspectives We encourage applications individuals who members equity-deserving groups including women Indigenous peoples persons disabilities Black people members SLGBTQI community As part reconciliation acknowledge land inhabited First Nations Metis Inuit people History extends many centuries continues evolve today Have policies ensure equal access participation people disabilities providing workplace adjustments accommodations Copy applicable policies available request If provide specific adjustment recruitment process accessible you please know when reach out about job opportunity Work meet needs Learn more about recruitment process candidate journey here Please note does not provide sponsorship support immigration-related matters employer-specific closed work permits Candidates must eligible work Canada anticipated start date throughout employment solely responsible maintaining eligibility
Job description
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