Compliance Analyst - Guelph, ON

We are a leading Canadian financial services co-operative committed to being a catalyst for a sustainable and resilient society. · Planning, leading and executing mutual fund distribution reviews and investigations, writing comprehensive reports, and escalating issues to senior m ...

Financial Horizons is looking for a Compliance Analyst to join their dynamic team. · The Compliance Dept. is responsible for Insurance Distribution Compliance Operations, · including intake and assignment of queries, · data analytics, · Triage inquiries received from sales,carrir ...

We provide our customers not only with financial solutions but for help with asset management end-of-life data security disposal and more – all on a global scale. · This isn't your typical Compliance Analyst role In this fast-paced environment your ability to multi-task and proje ...

We are looking for candidates with strong technical expertise to fill this role. The Financial Intelligence Unit (FIU) Canada team is responsible for ensuring compliance with Anti-Money Laundering and Anti-Terrorist Financing (AML/ATF) regulations across all Canadian business lin ...

Financial Horizons is looking for a Compliance Analyst to join their dynamic team. The role will primarily focus on Insurance Distribution Compliance Operations. · Triage inquiries received from sales, carriers and advisors · Manage continuing education credits (documentation, i ...

Conduct AML assessments based on referrals from Business Areas and determine the appropriate course of action based on unusual activity. · ...

We are looking for a Compliance Analyst to join our dynamic team. You will primarily focus on Insurance Distribution Compliance Operations and support the Vice-President, National Compliance. · Triage inquiries received from sales, carriers and advisors · Manage continuing educat ...

We are looking for a Compliance Analyst to join our Compliance Department. · Assist with the management and ongoing enhancement of the Company's Regulatory Compliance Program. · Proactively lead compliance projects from inception to successful completion. · ...

The Compliance Analyst will participate in and perform compliance activities in support of Euna Solutions' security compliance program. · Support the Security Compliance Lead in executing Euna Solutions security compliance program. · Develop testing procedures and collect evidenc ...

We are looking for Compliance Analyst to join our Compliance Department. · Assist with the management and ongoing enhancement of the Company's Regulatory Compliance Program, · Proactively lead compliance projects from inception to successful completion, · ...

We are seeking an IT Compliance Analyst who will participate in and perform compliance activities in support of Euna Solutions' security compliance program. · The ideal candidate will have a proven ability in helping the business select and implement relevant modern controls in a ...

We dream big and work as one to innovate with purpose for our customers at every level of our business, · We offer competitive salaries and wages to CTC employees, · The primary focus of this role is AML/ATF Governance, Oversight and Advisory compliance function.In this capacity, ...

We are currently seeking a qualified Export Compliance Analyst. As an Export Compliance Analyst, you will be the primary point of contact for all international trade, export, and customs compliance matters. You will manage end-to-end export compliance activities, support shipping ...

Job summary: · A senior compliance business analyst is needed to work in Mississauga. The job involves acting as the interface between technology organizations and end-users. · ...

We are currently seeking a qualified Export Compliance Analyst., · This role requires strong regulatory knowledge and hands-on logistics experience to manage end-to-end export compliance activities, ensure adherence to Canadian and U.S. export control regulations while supporting ...

+ Job summary: As a member of the Anti-Money Laundering / Anti-Terrorist Financing ("AML/ATF") department, the Senior Compliance Analyst will report to the Manager, AML Corporate Compliance. · + Qualifications:University degree or equivalent education · AML/Financial Crime certif ...

Aversan Inc. is a trusted multi-service engineering and electronics manufacturing company seeking a Export Compliance Analyst to manage end-to-end export compliance activities. · ...

+Job summary · The AML/ATF Operations team is responsible for complying with the anti-money laundering/anti-terrorist financing (AML/ATF) regulations on behalf of all Canadian domiciled entities of Manulife. · +ResponsibilitiesConduct AML assessments based on referrals from Busin ...

The AML/ATF Operations team is responsible for complying with the anti-money laundering/anti-terrorist financing (AML/ATF) regulations on behalf of all Canadian domiciled entities of Manulife. · ...

This position requires a College diploma or University degree in a business, legal studies or a related field (or equivalent combination of work and educational experience). Every day TransUnion offers our employees the tools and resources they need to find ways information can b ...