Compliance Officer, Registrations - Toronto - CI Financial

We are seeking a Registration Officer to join our team in Toronto. As an integral member of the Registrations team, you will be responsible for processing Canadian and US individual and firm registrations, Continuing Education for Canadian registration and Canadian Insurance lice ...

As an integral member of the Registrations team you will be responsible for processing Canadian and US individual and firm registrations Continuing Education for Canadian registration and Canadian Insurance licensing. · ...

As an integral member of the Registrations team, you will be responsible for processing Canadian and US individual and firm registrations, Continuing Education for Canadian registration and Canadian Insurance licensing. · Process registrations and updates electronically (on NRD a ...

As an integral member of the Registrations team, you will be responsible for processing Canadian and US individual and firm registrations, · Process registrations and updates electronically (on NRD and CRD) and in writing, while maintaining various in-house records; · Keep abreas ...

+The Senior Registration Officer is responsible for evaluating and approving registration applications by ensuring all regulatory requirements are met. · +Handles registration and approval applications of a moderate to complex nature. · Conducts extensive research, analysis and r ...

The Senior Registration Officer is responsible for providing superior client service to ensure business revenues and operations are not impacted by filing requests for registration within established service levels. · This includes ensuring applications for registration are filed ...

The Senior Registration Officer is responsible for providing superior client service in order to ensure the business revenues and operations are not impacted by filing requests for registration within the established service levels. · Develop and maintain an in-depth knowledge of ...

'Job summary' · As a self-regulatory organization, our mission is to promote healthy capital markets by regulating fairly and effectively so that investors are protected and confident investing in their futures. · ' ...

We are seeking a dedicated Compliance Officer to join our Registrations Department. · The Registrations Department oversees the licensing and registration processes for affiliated firms and individuals registered with regulatory bodies such as the Canadian Investment Regulatory O ...

The Senior Registration Officer is responsible for evaluating and approving registration applications by ensuring all regulatory requirements are met. · Sound knowledge of CIRO Rules and related policies. · , , Ability to work independently._/li>, ...

The Lead Senior Registration Officer is responsible for providing superior client service in order to ensure the business revenues and operations are not impacted by filing requests for registration within the established service levels. · ...

+ Job summary + The Senior Registration Officer is responsible for providing superior client service in order to ensure the business revenues and operations are not impacted by filing requests for registration within the established service levels. · + ...

+The Lead Senior Registration Officer is responsible for providing superior client service in order to ensure the business revenues and operations are not impacted by filing requests for registration within the established service levels.This includes ensuring applications for re ...

The Senior Registration Officer is responsible for providing superior client service in order to ensure the business revenues and operations are not impacted by filing requests for registration within the established service levels. · Develop and maintain an in-depth knowledge of ...

The Senior Registration Officer is responsible for providing superior client service and ensuring business revenues and operations are not impacted by filing requests for registration within established service levels. · Analyzing all registration applications requiring approval ...

We are seeking a highly organized detail-oriented full-time Office Assistant to support our Registration & Student Services Department. · ...

We are continually searching for great talent; individuals who possess a deep commitment to the customers and markets we serve. If you would like to join a company that is committed to the success of each employee and offers challenge, purpose and the opportunity to grow both per ...

We are continually searching for great talent; individuals who possess a deep commitment to the customers and markets we serve. If you would like to join a company that is committed to the success of each employee and offers challenge, purpose and the opportunity to grow both per ...

Registration and Records Officer, Admitting & Patient Registration. Your goal in this position is to perform all clerical activities required for the security and maintenance of patient records. · ...

This position supports the Hospital's academic mandate by advancing care through teaching and learning and/or transforming care through research and innovation. · ...

The Marketing Operations Coordinator is the operational backbone of Brodie League's registration marketing machine.This role ensures registration cycles run smoothly. · ...