Compliance Officer - Mississauga, Canada - MINT Capital MIC Inc.

Description

The Compliance officer will be responsible for managing compliance issues that arise in relation to:

• Mortgage Investment Company (MIC) and Exempt market dealers and exempt offerings,
• Review KYC and suitability assessments and AML inputs.
• Prepare compliancerelated filings and reports.
• Maintain the firm's compliance calendar and compliance records.
• At least one to two years of relevant industry experience in a compliance capacity at a fund or investment management firm, investment dealer, or exempt market dealer.
• Postsecondary education in Finance/ Business or relevant field.
• Passing either the Exempt Market Products exam or the Canadian Securities Course (CSC) exam.
• Strong knowledge of the financial industry and laws applicable to exempt market. Experience with SEDAR+ filings will be an asset.
• Demonstrated analytical and reporting competencies.

Salary:
$42,859.44-$87,977.95 per year


Benefits:

• Onsite parking
• Paid time off

Schedule:

• Monday to Friday

Ability to commute/relocate:

• Mississauga, ON L5W 0H6: reliably commute or plan to relocate before starting work (required)

Experience:

- banking: 1 year (preferred)

• Project management: 1 year (preferred)

- automation testing: 1 year (preferred)

• Compliance: 1 year (required)

Work Location:
In person