Audit & Compliance Officer, Equipment Finance - Burlington, Canada - TD Bank

TD Bank

Verified Company

Burlington, Canada

2 weeks ago

Posted by:

Sophia Lee

beBee Recruiter

Description

404235BR

Commercial Banking

Burlington, ON

March 24, 2023

Company Overview

Department Overview

TD Equipment Finance (TDEF), within the Specialized Finance Group of the Business Bank is a center of excellence for the bank where the primary role is providing equipment financing (leases and loans) to eligible business clients

Job Description:

TD Equipment Finance Audit and Compliance Officer provides support to the Credit, Operations and Sales teams at TDEF by managing customer files prior to funding and confirms that all documents have been obtained per the signed agreements in place and ensures they have been executed properly and compliance of TDEF procedures and the Bank's policies.

The position reports to the Manager Audit and Funding and is accountable to deliver a superior customer experience, ensure compliance with policies & procedures and drive profitable business growth.
Complete all compliance training and attestations within required timelines.
Knowledgeable and comply with the Banks' codes of conduct
Assist with Contribution to Profit (CTP) of the portfolio managing draws to approved pricing
Identify, and actively participate in process improvements
Demonstrate flexibility by adapting to change within business unit
Adopting new process and technology improvements
Ensure products are funded in a compliant manner minimizing the regulatory compliance and operational risk to the Bank.
Maintain and manage funding TBO items for portfolio reporting
Provide reporting and control functions by identifying errors and control weaknesses and assist in the development of action plans to reduce errors and minimize risk
Contribute to the achievement of satisfactory audits
Identify areas of risk and escalate emerging issues to the appropriate level
Complete assigned duties accurately, with speed and within established standards
Identify and report opportunities for improvement to support the customer experience
Meet or exceed customer expectations for turnaround time
Work closely with the Operations team to meet timelines for funding requests
Assist to quickly resolve issues to deliver a positive customer experience

Requirements:

University Degree
5 Years Equipment Finance Experience Preferred
Bilingual an asset

Additional Information

Accountability to the team:

Support reward and recognition programs throughout the year by nominating peers and submitting award nominations
Contribute to a positive and respectful work environment
Embrace and promote a positive environment that supports a diverse workplace
Actively participate in the performance management process including performance reviews, feedback and coaching sessions as well as performance and development discussions
Seek knowledge both formal and informal in line with PDP objectives
Support, provide guidance and feedback to the Unit on compliance/procedural issues
Meet changing business needs with flexibility
Proactively pursuing participation in any crossskilling/training opportunities

Hours

37.5

Inclusiveness

At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported.

We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live and serve.

If you require an accommodation for the recruitment/interview process (including alternate formats of materials, or accessible meeting rooms or other accommodation), please let us know and we will work with you to meet your needs.