Associate Director, Private Side Advisory, Control Room - Toronto

Only for registered members Toronto, Canada

1 month ago

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+Job summary
You will be responsible for management of Regulatory Compliance Management, Regulatory Change, and Issue Management as it relates to the Control Room.

+Responsibilities
  • Ensuring regulatory compliance issues and concerns are identified and resolved for supported business segments.
  • Timely responses to compliance-related audit examinations, regulatory examinations, regulatory requests, and internal investigations involving all supported business.

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