Senior Compliance Officer, Complaints - Toronto, ON MX C

Only for registered members Toronto, ON MX C, Canada

1 month ago

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Job summary

Assists in the implementation maintenance and administration of an enterprise compliance program with a special focus on complaints sales practices and distribution channels.

Responsibilities

  • Provides advice guidance to assigned business group on implementation of solutions aligned to regulatory risk appetite based on an understanding of business operations and stakeholder needs.
  • Influences to achieve effective regulatory compliance controls that enable business objectives.

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