Associate, Aml Asset Management Governance - Toronto, Canada - TD Bank

TD Bank

Verified Company

Toronto, Canada

3 weeks ago

Posted by:

Sophia Lee

beBee Recruiter

Description

408935BR

Asset Management

Toronto, ON

May 9, 2023

Company Overview

Department Overview

TD Asset Management Inc.

("TDAM") is a Canadian investment management firm with global locations that has leading market positions in passive, quantitative, enhanced, active and alternatives portfolio management.

TDAM serves a large and diversified institutional client base and offers a diverse range of over 120 investment solutions, and it manages retail mutual funds in Canada on behalf of more than 1.9 million investors.

TDAM Mutual Funds are available through TD Canada Trust branches as well as from its TD Wealth affiliates and also through leading investment dealers, independent brokers, advisors, and financial planners.

Within TDAM, the oversight of controls and the management of regulatory and operational risk exposures are managed by the Regulatory & Policy Governance ("RPG") Group within the business, a 1B group. In order to perform this function, RPG proactively monitors regulatory rule changes and industry practices, prepares policies, educates the business on regulations and operational controls, monitors control effectiveness and acts as Centre's of Excellence supporting the business to improve its control environment.
Provide strong leadership support to the Relationship Managers and Relationship Management Associates ("Teams") addressing day to day process queries to ensure that the businesses remain compliant with AML/ATF regulatory expectations and have effective controls and processes.
Support the team's accountability as the AML designate for TDAM globally.
Provide support for the businesses relating to AML.
Maintain AML procedures for the business.
Provide CRS and FATCA support for the business.
Establish strong relationships and maintain an interaction model with business partners in GAML.
Foster the maintenance of a compliance culture across the business.
Other matters as required.

Requirements:

Must have previous experience in an institutional asset management firm.
Strong knowledge of AML/ATF global regulations and operations.
Minimum of 7 years work experience in investments, and/or compliance/AML.
Ability to understand, analyze and interpret legislation.
Superior written and verbal communication skills.
Demonstrates positive attitude, the ability to work with others.
Ability to work independently, and resolve problems or issues in a timely manner.
Strong leadership, persuasion and communication skills.
Ability to think critically and comfort with challenging the business.
Superior organizational and time management skills.

Specific Educational Requirements/Accreditations:

University degree in Business, Finance or equivalent work experience.
Relevant industry or AML/compliance experience and/or accreditation is preferred.
CFA designations would be beneficial.

Additional Information

Hours

37.5

Inclusiveness

At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported.

We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live and serve.

If you require an accommodation for the recruitment/interview process (including alternate formats of materials, or accessible meeting rooms or other accommodation), please let us know and we will work with you to meet your needs.