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- 5 to 7 years of Canadian compliance experience at a registered Portfolio Manager or Investment Fund Manager or Exempt Market Dealer
- Undergraduate degree
- Strong knowledge of laws and regulations related to the financial industry in Canada and the US
- Skilled proficiency with regulatory applications (NRD and FINRA)
- Must be proficient in Microsoft Office Suite
- Proven experience developing and implementing compliance programs and policies
- Strong written and verbal communication ability with excellent interpersonal skills and judgement
- Ability to maintain strict confidentiality and safeguard information
- Sound judgment, detail-oriented, and experience working on multiple initiatives/projects concurrently About Connor, Clark & Lunn Financial Group Connor, Clark & Lunn Financial Group provides investment a broad range of traditional and alterative investment products and investment management services to individuals, advisors, pension plans, institutional investors and foundations. The firm has offices across Canada and in New York and London and through its affiliated investment managers is responsible for the investment of over $110 billion in financial assets and over 800 people today. As we look forward, we can see both opportunities and challenges for further growth that only reinforce our commitment to attracting, retaining and motivating the most talented people. This is best achieved by:
- A High-Quality Environment: To work with people who we hold in high regard; to enjoy the time that we spend at work; to focus on productive activities without the distraction of politics and bureaucracy; to treat each other with respect.
- An Opportunity to Succeed: To do work that has value, and which presents the opportunity for professional growth and development.
Senior Compliance Analyst - Vancouver, Canada - CC&L Financial Group
