Compliance Manager - Toronto - Transamerica

    Transamerica
    Transamerica Toronto

    4 days ago

    Full time $75,000 - $130,000 (CAD) per year *
    Description

    Job Title: Compliance Manager

    Key Responsibilities:

    • Manage client complaint handling and agent investigations team, adhering to regulatory and internal compliance standards.
    • Oversight of end-to-end complaint handling process, including intake, investigation, resolution and reporting.

    The role involves supervising investigations into agent conduct regarding sales practices, documentation deficiencies and regulatory breaches. Timely escalation of high-risk cases is also ensured for senior management and regulatory bodies as required.

    * This salary range is an estimation made by beBee
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