Senior Compliance Consultant - North York

Only for registered members North York, Canada

1 week ago

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Job summary

The Senior Compliance Consultant ensures effective compliance with regulatory requirements in conjunction with a strong understanding of business needs. This includes providing coaching and training to the team in market conduct and advisor suitability.

Responsibilities

  • Provide coaching and mentoring to members of the Compliance team.
  • Act as the resource and escalation point for queries, questions or concerns related to Advisor practice reviews.

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