Associate - Winnipeg, Canada - Richardson Wealth

Richardson Wealth

Verified Company

Winnipeg, Canada

2 weeks ago

Posted by:

Sophia Lee

beBee Recruiter

Description

Employment Status:

Permanent Full-Time
Location:
Winnipeg, MB
Department:
Retail
Reporting To:
Investment Advisor(s) and Branch Management Team
Job Id:
WPG 012
Job Level:
L3
Seniority Level:
Associate
Position Overview:

As an Associate the incumbent will contribute to growing the business by supporting to the Investment Advisor(s), ensuring high-level client service, and providing dedicated specialized administrative support on diverse assignments.

Duties & Responsibilities:

Investment Advisor Support:_
Prepare, analyze, and present reports and recommendations for clients including investment policy statements, portfolio evaluations, financial plans, retirement projections, client commentaries/reviews and investment proposals
Manage the execution of transactions on behalf of the Advisor
Analyze industry and company data, macro data, develop and maintain financial models
Client Service:_
Provide a high level of client service which includes responding to phone, mail and electronic enquiries based on knowledge of full service brokerage
Attend client meetings as required, including prospect and annual review meetings
Provide gold standard client service anticipating client needs and delivering proactive and quality communications to ensure clients are apprised of details related to their accounts
Administration:_
Familiarize and adhere to compliance requirements, including all aspects of new and existing account documentation and marketing materials to maintain a culture and operation of risk management

Skills & Qualifications:

At least 3 years' experience in the financial services industry
Excellent verbal and written communication skills in English
Strong organizational skills
Ability to take initiative and work independently
Understanding of industry compliance regulations
Strict attention to detail
The ability to multitask
Excellent organizational and time management skills
Ability to quickly learn new technologies and programs

Education:

An undergraduate and/or postgraduate degree in Business/Economics or related field
Successful completion of the Canadian Securities Course (CSC) and Conduct and Practices Handbook
Licensed with Investment Industry Regulatory Organization of Canada (IIROC) as an Investment Representative