- The candidate will be responsible for Volcker governance controls including: Ensuring the accuracy and completeness of Desk Mandate documents; Acting as a SME in respect to the Volcker Rule and ensuring compliance with the relevant standards and procedures; Review of newly approved products to ensure they are appropriately scoped.
- Partner with key stakeholders to monitor changes in business activity. Assess any Volcker implications and support the business in ensuring Volcker compliance requirements are met on an ongoing basis. Key subject areas include but are not limited to Trading Desk Mandates and Risk Mitigating Hedging effectiveness monitoring.
- Partner with Technology teams to develop sustainable solutions supporting the Volcker Program including enhanced controls and streamlining/automation initiatives.
- Identify, prioritize and proactively manage dependencies, risks, exceptions and issues.
- Coverage of specific desks leveraging the Risk Mitigating Hedging (RMH) exemption including: Documentation and analysis of the desks hedging strategies alongside Market Risk Management (MRM); Assessment of the effectiveness of the hedging program utilizing risk reporting tools; Quarterly review and assessment with business Senior Management and MRM.
- Variety of project work including: Assisting in the response to regulatory examinations and queries from Regulators; Assisting all business lines across Markets and other stakeholders in managing updates to their Volcker hierarchy including desk splits, mergers and closures; Testing and validation of system improvements; Design and implementation of controls; Partnering with audit and independent control teams to ensure compliance to the Volcker Rule.
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding client and its assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervising the activity of others and creating accountability with those who fail to maintain these standards.
- Knowledge of global markets trading products and services, e.g. Fixed Income, Equity, Currencies & Commodities.
- Understanding of Front Office trading processes and trade lifecycle within a large bank/dealer.
- Knowledge of market risk and/or regulatory rules pertaining to risk is advantageous.
- Experience with regulatory rules and ideally in delivering regulatory initiatives.
- Exposure to analyzing legislative and regulatory texts and associated legal analysis.
- Proficiency in risk management data analysis and tools is a plus.
- Bachelor's/University degree. Potentially Masters degree
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Le titulaire du poste est responsable de la promotion et d'application de techniques avancées de gestion des risques. · ...
Mississauga, Ontario1 month ago
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Nous cherchons des talents comme vous · Vos responsabilités incluent exercer votre pensée critique et faire des enquêtes. · ...
Mississauga1 month ago
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+The Pearson Accelerator Construction Team (PACT) is seeking Risk Specialists to support successful delivery of one of Canada's most complex aviation infrastructure programs. · +Manage sub-program and project risk registers, maintaining an up-to-date record of identified risks an ...
Mississauga, Ontario1 month ago
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The Pearson Accelerator Construction Team (PACT) is seeking Risk Specialists to support successful delivery of one of Canada's most complex aviation infrastructure programs. This role is essential for identifying, assessing, and managing risks throughout the project lifecycle. · ...
Mississauga1 month ago
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A BA Risk Specialist is sought for a dynamic team based in Mississauga, ON. · ...
Mississauga1 month ago
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The candidate will deliver integrated solutions supporting Client's global Volcker Rule compliance program among other regulatory deliverables. · ...
Mississauga, Ontario1 month ago
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This is an operations role within Volcker risk. · Role is process intensive - must have experience executing repeatable processes · Candidate will be responsible for reviewing and updating procedure docs related to processes executed · ...
Mississauga1 month ago
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The Risk Services Specialist is responsible for promoting advanced risk management techniques, acting as partners to assigned customers both internally and externally. · ...
Mississauga $86,000 - $129,000 (CAD) Full time1 month ago
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The Pearson Accelerator Construction Team (PACT) is seeking Risk Specialists to support successful delivery of one of Canada's most complex aviation infrastructure programs. · ...
Mississauga, ON LV A1 month ago
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We seek a highly motivated and experienced Risk Specialist to support our Volcker Rule Office within Global Markets. · ...
Mississauga, Ontario1 month ago
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The Specialist Risk Modelling & Analytics will independently perform quantitative portfolio risk analytics. · ...
Toronto $75,000 - $95,000 (CAD) Full time1 month ago
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The Fairstone Bank and its family of brands are united in delivering innovative financial solutions that enable Canadians to reach their goals. · The Specialist, Risk Modelling & Analytics is expected to perform quantitative portfolio risk analytics and support regular credit str ...
Toronto $75,000 - $95,000 (CAD)1 month ago
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Job summary · This is a hybrid role with a mix of remote and in-office working for Senior Risk Specialist at Fidelity Canada. · Responsibilities include program monitoring and oversight in model risk management and more. Requirements include relevant risk experience and knowledge ...
Toronto, Ontario1 month ago
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+Job summary · This is a hybrid role with a mix of remote and in-office working. · +ResponsibilitiesConduct ongoing monitoring/oversight. · Provide regular detailed reporting on the status of risk programs. · Counsel and provide independent challenge on control effectiveness. · ...
Toronto $105,000 - $129,000 (CAD)2 weeks ago
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The Specialist – Policy Management plays a key role in supporting BMO's enterprise policy management program and the effective governance of risk policy documents. · This position applies subject matter expertise to the development, · maintenance, and continuous improvement of po ...
Toronto $61,600 - $113,900 (CAD) Full time1 month ago
- Work in company
Digital Assets Risk Specialist, Approvals and Portfolio Oversight, Vice President
Only for registered members
This role is essential for balancing innovation with robust risk management within a dynamic and often unregulated global landscape.Digital Assets in this context refers to Crypto Stablecoins tokenized securities Blockchain Central Bank Digital Currencies and such related tokeniz ...
Mississauga $111,600 - $161,600 (USD)1 month ago
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Risk/Compliance Specialist role at Avanciers Incorporated involves leading enterprise risk assessments by analyzing data from multiple sources. · Lead enterprise risk assessments by analyzing data from multiple sources. · Interpret regulatory policies. · Design internal control f ...
Toronto3 weeks ago
- Work in company
Digital Assets Risk Specialist, Approvals and Portfolio Oversight, Vice President
Only for registered members
+This is a critical individual contributor role supporting Citi's strategic evolution in Digital Assets. · The incumbent will provide independent analysis and support for the authoritative approval process of Digital Asset use cases across the enterprise, · contributing to the fi ...
Mississauga $111,600 - $161,600 (USD) Full time1 month ago
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Day-to-Day · Insight Global is looking for an Information Security Risk Consultant for a large financial services company in Toronto. This consultant will have two primary functions. The first function will be to assess AI results of security risk findings and audit those risk fi ...
Toronto1 week ago
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We are looking for a data-savvy, design-minded intern to help us reimagine how risk is communicated and operationalized across the business. · ...
Toronto $21 - $23 (CAD) Full time2 weeks ago
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Reports To · Manager, Quality Assurance - Prime · Salary Range $62,000 - $95,000 · This is an existing position. · Summary · Strive is an award winning Canadian residential mortgage lender obsessed with customer satisfaction. Our mission is simple: to provide a better lending e ...
Toronto $62,000 - $95,000 (CAD)1 week ago
Market Risk Specialist - Mississauga - Open Systems Technologies
Description
Global Markets provides world-class solutions that are as diverse as the needs of the corporates, institutions, governments, and individual investors we serve in 160 countries and territories. The breadth, depth, and strength of our underwriting, sales and trading, and distribution capabilities span asset classes and currencies, sectors and industries, covering a vast array of products.
The Volcker Rule Office (VRO) is a first line function which provides overall coordination and monitoring in support of client's Volcker Compliance Program. Responsibilities include monitoring and maintenance of the central control framework as well as coordinating engagement with client's lines of defense. The VRO works closely with the Businesses, Independent Risk Management, Compliance, Legal, Finance, and others. The team oversees operation of key processes and controls for the firm including the following areas: Desk structure, Desk mandates, trading / hedging strategies, products, limits, covered funds and metrics reporting to the Volcker Regulators. As a member of the Volcker Rule Office, you will deliver integrated solutions supporting client's global Volcker Rule compliance program among other regulatory deliverables.
Responsibilities
Qualifications
Education
Seniority level
Mid-Senior level
Employment type
Contract
Job function
Information Technology
Industries
Financial Services, Capital Markets, and Banking
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Risk Services Specialist, Property
Only for registered members Mississauga, Ontario
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Risk Services Specialist, Property
Only for registered members Mississauga
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Construction Risk Specialist
Only for registered members Mississauga, Ontario
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Construction Risk Specialist
Only for registered members Mississauga
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BA Risk Specialist
Only for registered members Mississauga
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Volcker - BA Risk Specialist
Only for registered members Mississauga, Ontario
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Volcker - BA Risk Specialist
Only for registered members Mississauga
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Risk Services Specialist, Property
Full time Only for registered members Mississauga
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Risk Specialist
Only for registered members Mississauga, ON LV A
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Volcker - BA Risk Specialist - Mississauga, ON
Only for registered members Mississauga, Ontario
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Specialist, Risk
Full time Only for registered members Toronto
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Specialist, Risk
Only for registered members Toronto
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Senior Risk Specialist, Model Risk
Only for registered members Toronto, Ontario
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Senior Risk Specialist, Model Risk
Only for registered members Toronto
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Specialist, Risk Policy Management
Full time Only for registered members Toronto
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Digital Assets Risk Specialist, Approvals and Portfolio Oversight, Vice President
Only for registered members Mississauga
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Risk/Compliance Specialist
Only for registered members Toronto
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Digital Assets Risk Specialist, Approvals and Portfolio Oversight, Vice President
Full time Only for registered members Mississauga
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Information Risk Specialist
Only for registered members Toronto
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Risk Specialist Intern
Full time Only for registered members Toronto
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Mortgage Risk Specialist
Only for registered members Toronto