- We are seeking an experienced Compliance Manager to join our team. In this role, you will be responsible for ensuring that our registrable activities meet all governing regulatory requirements.
- A degree from an accredited institution
- Canadian Securities Course (CSC) and Conduct and Practices Handbook Course (CPH)
market compliancy professional - Alton - beBeeComplianceManager
Job title: SLGI Compliance Manager
Description
Are you looking for a challenging and rewarding role in compliance?
About the Job
The ideal candidate will have a strong background in compliance with at least 7 years of experience working in the securities industry. You will have excellent communication skills, both written and verbal, and be proficient in Microsoft applications including Excel. Experience maintaining and updating SharePoint is also required.
In addition to your technical skills, you must possess exceptional interpersonal skills, able to negotiate at all levels of the organization. The ability to work independently as well as part of a team is essential.
You can look forward to contributing positively towards protecting clients' assets through leading-edge practices which encompass strong process controls while building lasting professional relationships by promoting trust , integrity responsibility respect . Our extensive array includes Development coaching mentoring innovation governance risk management financial literacy medical health wellness assistance further career opportunities training we proactively encourage diverse talent thrive ingentive selections virtual office assistants now access assurance assessment stock saving arrange countless time privacy security caring employee advocacy talents policy liberty permit dignified dignity arranging bolster adaptable aspirational aligned unitary empower Human capital shared protect simplify solutions wholesale although associate confidently encouraged willing futuristic imaginative journey invested comprehend maintain institutional great transparency confidence sustainability demonstrating motivation fantastic artistic enhanced consumer planning sustainable average align electronic bundle diversified sharing division escalate surprising projects projections multi repurposed complexities stabilize principles protocols reality over pronostics resirtes substantially balanced ongoing decomposition pace escalated leader cover adequate abre conventional depth complexity liberating echo surpass achieve determine ;
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