Financial Crimes Analyst - Toronto, Canada - MUFG

MUFG
MUFG
Verified Company
Toronto, Canada

3 weeks ago

Sophia Lee

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Sophia Lee

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Description
Financial Crimes Analyst


Job Summary:

The primary responsibility is to assist the Chief Compliance Officer in the activities of compliance and anti-money laundering.


Primary Accountabilities:


KYC:


  • Conduct screening on Customers and related parties.
  • Be responsible for implementing KYC procedure
  • Prepares and monitors KYC review schedule based on risk level
  • Answers incoming inquiries and provides AML/ATF & KYC policies guidance, consultation, advice and assistance to relevant business line
  • Assists CCO in revising AML policy and KYC procedure
  • Maintains high risk country list, sanction list, high risk customer list and PEP list
  • Prepares materials for internal and external auditing/examination
  • Prepare and submit (or provide assistance to other compliance staff) compliance reports required by Head Office or HQA
Regulatory Compliance Management

  • Prepares compliance training materials including preparation of PowerPoint presentations
  • Be responsible for implementing FATCA program such as drafts and revises FATCA Compliance Manual and Procedures, monitors the FATCA due diligence process, submits reportable accounts information to Canada Revenue Agency
  • Participate in Compliance Projects to support the overall efforts of the Compliance Team.
Investigations

  • Review watch list filtering alerts to identify instances of Moneylaundering, Terrorist Financing and violation Sanctions.
  • Review transactions Alerts to identify instances of Moneylaundering, Terrorist Financing and violation Sanctions.
  • Monitor Trading department for unusual or suspicious activity including price fixing, collusion, and insider trading.
  • Development of Policies and Procedures
  • Develop new procedures and perform annual review of existing policies and procedures
  • Prepare process work flows

Technical Skills:


  • Working knowledge in Microsoft Office
  • Logical reasoning and problem solving skills
  • Excellent organizational, time management and project management skills

Experience Required:


  • 2 years' professional experience working in financial services industry
  • Solid understanding of financial statements and risks
  • Ability to work in a fastpaced environment

Education & Training:


  • Bachelor's degree

Work Environment:


  • Office, WFH-Split
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