Senior Compliance Officer, Compliance Modernization Group - Montreal
1 month ago

About This Opportunity
The Canadian Investment Regulatory Organization (CIRO) seeks a Senior Compliance Officer to support its Compliance Modernization Group (CMG). The successful candidate will assist in building, enhancing, and modernizing compliance processes across business conduct, trade conduct, and financial operations.Core Responsibilities:
- Support functions across Business Conduct Trade Conduct Financial Operations ensuring alignment with regulatory requirements organizational priorities Execute CMG program by assisting with long-term planning strategic objectives Identify opportunities for compliance programs propose practical solutions Support internal external audits Technology Process Modernization Act as key liaison between Compliance IT teams implement optimize compliance technology solutions Administer support compliance examinations systems including user training maintenance technical troubleshooting Explore opportunities automation analytics process improvements enhance compliance operations Assist designing implementing common solutions unify business processes across groups Stay informed emerging technologies industry best practices recommend innovative solutions Stakeholder Engagement Training Maintain working relationships with vendors third parties ensure objectives met Contribute onboarding ongoing training programs including new processes technology implementations enhancements Data Reporting Understand assess manage data flows within systems Identify opportunities improved data collection analytics support decision-making Compile prepare statistical reports management regulatory authorities others needed What You Bring Strong knowledge Microsoft applications aptitude new technology Excellent understanding document business processes identify internal controls develop appropriate tests Ability detect analyze evaluate complex issues Knowledge investment industry Excellent written oral communication skills Ability work independently multitask support colleagues team-oriented environment Education Experience University degree college diploma Computer Science related field study Experience business analysis requirements implementation process improvement initiatives highly desirable Experience design implementation testing business applications Experience audit equivalent experience dealer securities regulatory organization Completion exam course demonstrates competency investment industry considered asset
Job description
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