chief compliance officer for securities regulation - Toronto - beBeeExpert

    beBeeExpert
    beBeeExpert Toronto

    20 hours ago

    Full time

    Job title: Associate Director, Digital Investments Compliance and Chief Compliance Officer, InvestEase Inc

    Description

    Compliance Expert Wanted

    We are seeking a seasoned Compliance professional to join our team and provide expert advice on regulatory compliance. In this role, you will be responsible for overseeing all aspects of securities regulatory compliance, including identifying, managing and monitoring risks associated with order execution only and robo-advisory businesses.

    • Manage the implementation of robust internal controls to ensure adherence to regulatory requirements;
    • Analyze complex financial data to identify trends and patterns that may impact business operations;

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