Compliance Officer, Complaints and Regulatory Investigations - Toronto

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and pro ...

Job Description · What is your opportunity? · As Compliance Officer, you will be responsible for certain activities covered by the Regulatory Complaints, Investigations and Inquiries (RCII) team. Primary responsibilities will cover onboarding, documentation gathering and file man ...

This is an opportunity to work as a Compliance Officer for Royal Mutual Funds Inc. · Experience working in regulatory environment · Excellent written and oral communication skills · ...

The Investigator assists the Senior Manager, Warrants with the management of the collection and preparation of documents relating to specific legal search warrant and production orders received from Law Enforcement and Regulatory Authorities. · This individual shares responsibili ...

The Investigator assists the Senior Manager with legal search warrant order management. · ...

Job summaryBoston Scientific busca un Quality Assurance Analyst II para analizar reclamos de clientes y determinar su reportabilidad regulatoria. · Review complaint communications and assess complaints for regulatory reportability · Apply clinical knowledge to evaluate complaints ...

We are seeking an experienced AML Manager to support the day‑to‑day operations of the AML Program and lead a team consisting of an AML Supervisor and AML Analysts. · ...

Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. · Data input, preliminary financial analysis and document management · ...

The Division of Respirology of St. Michael's Hospital is looking for a Research Coordinator II to support various clinical research projects within the Division. · ...

We're looking for a Quality Assurance Specialist to join our team at the OCS Guelph Distribution Centre. · As a Quality Assurance Specialist you will ensure compliance with the Cannabis Act and related regulations by managing essential quality functions at the OCS Distribution Ce ...

This role involves performing assigned activities within the country to start up investigative sites in all phases of clinical trials. Responsible for providing delivery and expertise with minimal oversight from the Line Manager in one or more functional areas. · ...

+Job summary · We're building a relationship-oriented bank for the modern world. · +RCM Program Management – Lead the enhancement and ongoing maintenance of CBWMC's RCM Library including existing and new Regulatory Group Topics and identification of enhancement opportunities for ...

We're building a relationship-oriented bank for the modern world looking for talented professionals dedicated to doing what's right for our clients. · Lead transaction monitoring and anti-money laundering effectiveness initiatives. · Collaborate with analytics and investigations ...

+ Job summary: We're building a relationship-oriented bank for the modern world. + Job responsibilities:RCM Program Management – Lead the enhancement and ongoing maintenance of CBWMC's RCM Library including existing and new Regulatory Group Topics and identification of enhancemen ...

The Compliance Manager position is responsible for supporting the Anti-Money Laundering & Anti-Terrorist Financing ( ...

An exciting opportunity has arisen within our Finance team for a driven finance professional to join as Vice President, Financial and Regulatory Reporting. · ...

We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. · Regulatory Monitoring and Communication – Monitor regulatory developments, analyze and assess the impact of chan ...

We're building a relationship-oriented bank for the modern world. We need talented professionals who are dedicated to doing what's right for our clients. · We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. · A ...

We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. · Relationship Management – Support the relationship management activities for the assigned Line of Business, · Ri ...

The Sr. Analyst, Data and Cloud Security support the implementation, · maintenance, and continuous improvement of HOOPP's data protection, · cloud security, compliance, and risk management controls. · ...