Branch Manager - Calgary, Alberta
1 day ago
Job description
Description
Build the future with us
Are you driven by integrity and committed to ensuring compliance within the financial services industry? As a Branch Manager, you will play a key role in safeguarding regulatory standards, supporting advisors, and optimizing branch operations to deliver exceptional service while building strong, value-added relationships that help advisors succeed within firm guidelines.
This position is a great opportunity to showcase your leadership and compliance expertise while contributing to a culture of trust and collaboration. Here, people and their development are at the heart of our priorities, fostering an environment that encourages innovation and continuous improvement.
The candidate must be located in Saskatoon.
What You'll Accomplish With Us
As a Branch Manager, you'll be at the core of our mission. Here are the main responsibilities:
Ensure compliance with corporate policies and regulatory requirements by:
- Supervising registrants (Tier 1), approving KYC updates and new accounts, and ensuring compliance policies are applied
- Conducting annual branch site visits, preparing reports, and following up on deficiencies
- Reviewing activity blotters (daily, monthly, quarterly), responding to audits, and maintaining evidence of supervisory activities
- Implementing timely corrective actions and ensuring internal controls are functional
- Training advisors and support staff on policies and procedures, identifying patterns for targeted training, and recommending process improvements
- Facilitating escalation processes and liaising with iA Securities departments
Develop and maintain strong relationships with Advisors by:
- Providing guidance on compliance practices and firm guidelines
- Assisting advisors with new policy implementation and regulatory requirements
- Offering solutions to help advisors work effectively within compliance standards
Manage branch operations efficiently by:
- Addressing risks and operational issues promptly
- Facilitating communication between advisors, support staff, and head office
- Leading regular branch meetings and contributing to policy development
- Prioritizing tasks effectively to ensure smooth branch operations
What Could Accelerate Your Success In This Role
We're looking for someone who:
- Is known for their ability to understand, analyze, and interpret regulatory legislation
- Stands out for their excellent problem-solving, organizational, and communication skills
- Demonstrates strong leadership and the capacity to train and support advisors and staff
- Is recognized for working effectively both independently and as part of a team
Has a minimum of 2 years of experience in the financial services industry and meets licensing requirements:
Completion of the Canadian Securities Course (CSC)
- Completion of the Conduct and Practices Handbook (CPH)
- Completion of the Branch Managers Course
- Canadian Investment Regulatory Exam (CIRE) and
- Retail Securities Exam, Supervisor Exam
Why you'll love working with us
- A work environment where learning and development merge with a collective pursuit of excellence.
- A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed.
- The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces.
- Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more
Apply now and get ahead of your career, where your talent really belongs
Still unsure about applying?
At iA, we believe in potential and value diverse experiences. If this role inspires you, go ahead and apply – your place might be with us, and we want to get to know you
Similar jobs
We're excited to be launching our newest Ferguson Moving & Storage location in Calgary This role isn't just about managing an established branch, it's about building one from the ground up. · Hiring and training of movers, drivers and packers · Sales and marketing support for loc ...
3 weeks ago
The Branch Manager oversees the day-to-day operations of the branch including staffing and ensures successful and timely completion of assigned duties. They maintain sales, review hours worked and PTO using Kronos, conduct audits to ensure work is compliant with protocols and pro ...
4 weeks ago
We are partnered with a well-established industry-leading distributor in the heavy-duty truck and trailer parts sector — a company known for its strong reputation long-standing customer relationships and commitment to exceptional service across Western Canada They are looking to ...
3 weeks ago
The Branch Manager leads all branch operations and sales performance while supporting two major oil sands sites: Albian and Horizon. This role oversees revenue growth, team leadership, inventory and vendor management, warehouse efficiency, and customer issue resolution. · Represe ...
1 month ago
We are committed to delivering superior products, exceptional service and consistent value to our customers. Our organization promotes a culture of accountability respect and continuous growth offering employees the opportunity to build meaningful lasting careers. · The Branch Ma ...
1 week ago
The Branch Manager is a management position responsible for the organized and successful operation of the company's branch. They are part of ECCO Supply's management team and create a professional and well-run organization that can capitalize on new opportunities while meeting ex ...
2 weeks ago
The Branch Manager is responsible for the organized, successful and profitable operation of the Company's Branch. · Responsible for all aspects of the Calgary Branch including Sales and Marketing Customer Service Human Resources Inventory Management Occupational Health and Safety ...
1 week ago
Job summary · Our client is a well-established construction equipment rental provider across Canada responsible for overseeing their Calgary branch's activities aimed to fulfill the equipment rental needs of the · construction industry. ...
1 month ago
+The Branch Manager is responsible for the organized, successful and profitable operation of the Company's Branch. · +Responsible and accountable for all aspects of the Edmonton Branches including Sales and Marketing, Customer Service, Human Resources, Inventory Management. · +Ma ...
2 weeks ago
This job includes managing the daily operations of the branch and ensuring all tasks are completed successfully. The Branch Manager is responsible for maintaining sales numbers, reviewing employee hours worked and PTO using Kronos. · This position requires strong leadership skill ...
1 month ago
A new opportunity to lead our Calgary branch as Branch Operations Manager. You will build something new and make a meaningful impact from day one. · ...
3 weeks ago
+Job summary · +As Branch Manager in Calgary, you will own the branch's performance and customer experience.+ResponsibilitiesLead and develop the team: Recruit, onboard, train, and mentor staff; set clear goals; foster accountability and engagement. · Own the P&L: Manage budgets, ...
1 month ago
Ferguson Moving & Storage wants you to lead our Calgary branch as Branch Operations Manager.We're excited to be launching our newest Ferguson Moving & Storage location in Calgary This role isn't just about managing an established branch, it's about building one from the ground up ...
3 weeks ago
If you're seeking more than just a job join LendDirect and kickstart your career Are you ready to make a difference in the world of consumer finance At LendDirect a proud member of the Attain Finance family we bring over 50 years of expertise in providing credit solutions across ...
3 weeks ago
If you're seeking more than just a job, join LendDirect and kickstart your career. Are you ready to make a difference in the world of consumer finance? At LendDirect, a proud member of the Attain Finance family, we bring over 50 years of expertise in providing credit solutions ac ...
3 weeks ago
We strive to build a sense of purpose and achievement in the work we do while staying true to the DNA of our core values. · ...
2 weeks ago
We're looking for a Branch Manager II to lead our team in Calgary. · Mentor the team on advice-giving strategies on banking solutions to improve the overall customer experience and financial confidence · ...
3 weeks ago
The Branch Operations Manager supports the branch and/or region in achieving business objectives by providing effective operational support and management of sales compliance and regulatory requirements. · ...
4 weeks ago
We are seeking an Assistant Branch Manager to join our team and enhance our business. In this role, you will assist the Branch Manager in managing all aspects of the Branch location. · ...
1 month ago
We strive to build a sense of purpose and achievement in the work we do while staying true to the DNA of our core values. · We value our people and encourage the development of talented and motivated employees to support the continued performance and growth of our diverse operati ...
2 weeks ago