Third Party Market Conduct - Saskatchewan, Canada

Only for registered members Saskatchewan, Canada

9 hours ago

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Job summary

We are a leading Canadian financial services co-operative committed to being a catalyst for a sustainable and resilient society. The Third Party Market Conduct and Operations Specialist will ensure market conduct risks are appropriately assessed in adherence to Co-operators' Market Conduct and Compliance Framework.

The job requires assessing Advisor suitability for contracting with Co-operators, monitoring market conduct of Advisors and MGAs/AGAs, performing scheduled audits on Advisors and MGA/AGAs, preparing summary notes and reports on the results of monitoring and auditing.


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