Manager, Communications Surveillance - Montreal

The Canada Communications Surveillance Group is responsible for conducting surveillance of audio and electronic communications pursuant to regulations focusing on Market Abuse and Market Manipulation, Information Barrier, Suitability and Sales Practices and Conflict of Interest. ...

Associate – Front Office Conduct & Surveillance (Bilingual) · Location: · Montreal, Canada (Hyrbid) and onsite presence in Quebec is required for this role. · Duration: · 12 Months · Role Overview · We are seeking a Communications Surveillance Analyst to support monitoring activi ...

Job Title: · Trade/ Market Surveillance Analyst · Location: · Montreal, Canada (Hyrbid) · Duration: · 12 Months · Job Overview · We are seeking an Associate to join the Front Office Conduct & Surveillance (FOCS) team within Global Markets. This role sits within the First Line of ...

Job title: FOCS Associate ECOMM and Voice Surveillance · Duration: 12 Months Contract with possibility of extension · Location: Montreal, Quebec, H3A 2A6 · Bilingualism: French and English required. · Job Description: · In response to regulatory requirements, Client has establish ...

Job title: FOCS Associate ECOMM and Voice Surveillance · Duration: 12 Months Contract with possibility of extension · Location: Montreal, Quebec, H3A 2A6 · Bilingualism: French and English required. · Job Description: · In response to regulatory requirements, Client has establish ...

Here are the Job details for your review: · Job title: FOCS Associate ECOMM and Voice Surveillance · Duration: 12 Months Contract with possibility of extension · Location: Montreal, Quebec, H3A 2A6 · Bilingualism: French and English required. · Job Description: · In response to r ...

As a Trade Conduct Compliance Analyst, you will play a key role in strengthening our compliance infrastructure by supporting data analysis, · generating insightful reports and contributing to operational processes that ensure sound trading conduct. · ...

Job Description: · Job Title: · Compliance and Surveillance Associate – (FOCS, ECOMM and Voice Surveillance) · Duration: · 12 Months (Possible to Extension) · Location: · Montréal QC H3A 2A6 Canada · Responsibilities: · • Review Voice and E-communications of bank employees for ad ...

Job Title: FOCS Associate ECOMM and Voice Surveillance · Job Duration: 12 month · Location: Montreal, QC (Hybrid) · Pay Range: $43/hr without any benefits · Job Description: · Responsibilities: · Review Voice and E-communications of bank employees for adherence to firm and regula ...

In response to regulatory requirements, BNP Paribas has established a · First Line of Defense Surveillance function within Global Markets · (GM) business reporting into Chief Conduct and Controls Office (CCCO). GM CCCO is part of Global Markets FO, but independent from the Busine ...

Référence 25000LN5 · Vos missions au quotidien · Le Département Conformité de Société Générale est responsable de la supervision du respect des lois, règlements, directives et politiques applicables aux activités bancaires et financières de la banque, notamment dans les domaines ...

· Description: · The Legal, Compliance & Corp Gov (LCG) Technology organization provides IT support to our company's Legal and Compliance division. LCG has a number of departments, such as Fraud Technology, Trade Surveillance and Financial Crimes Technology. · Skills Required: T ...

· The Legal, Compliance & Corp Gov (LCG) Technology organization provides IT support to our company's Legal and Compliance division. LCG has a number of departments, such as Fraud Technology, Trade Surveillance and Financial Crimes Technology. Skills Required: The ideal candidat ...

**Job - Auditor II · Location - Montreal, QC · Duration:12+ month(s) · Responsibilities:** · Review Voice and E-communications of bank employees for adherence to firm and regulatory rules and requirements. · Detect, review and report potentially suspicious activities. · Conductin ...

Position: Trading Surveillance Analyst · Location: Montreal QC, H3A 2A6 · Duration: 12 Months · Job Type: Temporary Assignment · Work Type: Onsite · Shift: 8.00AM-5.00PM · Payrate:$ /hr. · Overview: · TekWissen is a global workforce management provider headquartered in Ann Arbor, ...

+Référence 25000LN5 · Vos missions au quotidien : Superviser le respect des lois, réglementations, directives et politiques applicables aux activités bancaires et financiëres. · +Diplôme Licence (Bachelor) ou Équivalent · 1 ‣ 3 ans d'expérience dans la surveillance des communicat ...

· Software Developer · The Legal, Compliance & Corp Gov (LCG) Technology organization provides IT support to our companies Legal and Compliance division. LCG has a number of departments, such as Fraud Technology, Trade Surveillance and Financial Crimes Technology. Skills Require ...

Job Role: Auditor II · Location: Montreal, QC (Need to go onsite 3-4 days in week) · Duration: 12 Months · Responsibilities: · Review Voice and E-communications of bank employees for adherence to firm and regulatory rules and requirements. · Detect, review and report potentially ...

L'Analyste chargé de la réception et la gestion des échantillons est responsable de la communication spécifique, de la réception, de la vérification, du suivi, de l'organisation, de la récupération, du stockage (y compris la préparation de la feuille de randomisation des sujets) ...

Le gestionnaire de la surveillance de la mise en service chapeaute une équipe chargée de faire des examens et des recommandations techniques qui ont trait à la conception, aux devis, aux travaux et à la remise des ouvrages pour garantir la qualité de ceux-ci et leur prise en main ...