Examiner, Business Conduct Compliance - Montreal
1 month ago
Job summary
The Canadian Investment Regulatory Organization (CIRO) takes its responsibility of setting high-quality regulatory and investment industry standards seriously. As a Business Conduct Compliance Examiner, you will have the opportunity to make a difference for investors and the capital markets.Qualifications
- Undergraduate degree
- The following courses are required: Canadian Securities Course, Examination based on the Conduct and Practices Handbook for Securities Industry Professionals The following courses are an asset: Derivatives Fundamental Course, Branch Managers Course and Chief Compliance Officers Course
- Total of 3 years in a compliance, audit or supervisory function with a Dealer Member
, or 3 years other related employment with a securities regulatory organization
Job description
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.
Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.
Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
Access all high-level positions and get the job of your dreams.
Similar jobs
Trade Conduct Compliance Analyst
4 weeks ago
As a Trade Conduct Compliance Analyst, you will play a key role in strengthening our compliance infrastructure by supporting data analysis, · generating insightful reports and contributing to operational processes that ensure sound trading conduct. · ...
Trade Conduct Compliance Analyst
4 weeks ago
Build the future with us Are you driven by promoting ethical trading practices and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future As a Trade Conduct Compliance Analyst you will play a key role in strength ...
Business Conduct Compliance Examiner
1 month ago
Asa self-regulatory organization Canadian Investment Regulatory Organization CIRO takes our responsibility of setting high-quality regulatory and investment industry standards seriously while protecting investors and supporting healthy capital markets in Canada By joining our dyn ...
Examiner, Business Conduct Compliance
1 month ago
+Job summary · As a self-regulatory organization Canadian Investment Regulatory Organization (CIRO) takes responsibility of setting high-quality regulatory standards seriously protecting investors supporting healthy capital markets in Canada.QualificationsUndergraduate degree The ...
Examiner, Business Conduct Compliance
1 month ago
As a self-regulatory organization Canadian Investment Regulatory Organization CIRO takes our responsibility of setting high-quality regulatory and investment industry standards seriously while protecting investors and supporting healthy capital markets in Canada In Business Condu ...
Business Conduct Compliance Examiner
1 month ago
The Canadian Investment Regulatory Organization (CIRO) takes its responsibility seriously in setting high-quality regulatory standards while protecting investors in Canada. As a Business Conduct Compliance Examiner at CIRO you will have the opportunity to make a difference for in ...
Examiner, Business Conduct Compliance
1 month ago
As a self-regulatory organization Canadian Investment Regulatory Organization takes our responsibility of setting high-quality regulatory standards seriously protecting investors and supporting healthy capital markets in Canada. · ...
Senior Trading Conduct Compliance Examiner
1 month ago
The Successful Candidate will assist the Manager in providing leadership to a team of Trading Conduct Compliance Examiners. · Examine Dealers' supervision systems for equity, fixed income trading and cryptocurrency. · Conduct reviews of Alternative Trading Systems. · ...
Senior Trading Conduct Compliance Examiner
1 month ago
The Senior Trading Conduct Compliance Examiner will assist the Manager in providing leadership to a team of Trading Conduct Compliance Examiners. · ...
Compliance Officer – Responsable, conformité
1 month ago
Responsable des activités quotidiennes liées à l'administration et à l'intégration du client. · ...
Gestionnaire adjoint(e) de la conformité
3 days ago
Cet article temporaire offrant une durée approximative de 12 mois propose une formule de travail hybride. · ...
En tant qu'analyste en gouvernance et en conformité des données, vous jouerez un rôle central dans l'élaboration et le maintien de pratiques de gouvernance des données. Ce poste combine une expertise en gouvernance des données et des compétences d'analyse d'affaires. Vous travail ...
Financial Controller
14 hours ago
Le Contrôleur financier supervise toutes les opérations financières pour une précision et conformité. · ...
En tant qu'analyste sénior en gouvernance et en conformité des données, vous jouerez un rôle central dans l'élaboration et le maintien de pratiques de gouvernance des données... · ...
Technicien(ne) Assurance Qualité
1 month ago
Nous sommes actuellement à la recherche d'un(e) technicien(ne) en assurance qualité (AQ) · Coordonner les processus d'approbation des produits pour plusieurs certifications et marchés · Gérer les programmes d'approbation des fournisseurs · ...
Analyste Surveillance des Transactions
1 month ago
Chef de file mondial de l'ingénierie et du conseil TI avec plus 58 000 conseiller · e · s à travers le monde. · Nous recherchons un · e Transaction Monitoring Analyst (AML / TMG) afin de rejoindre une équipe spécialisée en conformité financière. · ...
KYC Onboarding Officer – Entry Level
1 week ago
Lancez votre carrière dans la lutte contre la criminalité financiëre. · Rejoignez mthree et travaillez sur site avec une banque mondiale de premier plan êt MontrĞval en tant que Chargé d'Intégration KYC. Une excellente opportunité pour acquérir une exprience concr dans la v iger ...
Analyste cybersécurité
1 month ago
· L'analyste en cybersécurité aura la responsabilité de soutenir la mise en œuvre du plan stratégique en matíere de gestion des risques TI, de sęcurité de l'information et de conformitć. Il va agir comme un vritable expert dans le domaine de la prëvention des pertes de donns ( ...
Director, Compliance
1 week ago
+Le directeur sera sous la supervision du chef de la conformité pour le Canada et soutiendra la fonction de conformité du Canada pour les opérations de la filiale canadienne de Combined Assurances. · +Superviser et gérer le programme de traitement des plaintes des clients, y comp ...
Le rôle de l'auditeur (trice), qualité clinique Senior est de diriger l'établissement des plans d'audit, d'évaluer et de garantir la conformité dans la conduite de l'étude. · ...