Chief Compliance Officer, Phillips Hager - Toronto

Job Description · What is the opportunity? · The Chief Compliance Officer, RBC Phillips Hager & North Investment Counsel & Director, RBC Wealth Management Canada Compliance, will lead a team responsible for compliance and regulatory oversight for the following businesses within R ...

Job Description · What is the opportunity? · The Chief Compliance Officer, RBC Phillips Hager & North Investment Counsel & Director, RBC Wealth Management Canada Compliance, will lead a team responsible for compliance and regulatory oversight for the following businesses within R ...

The overall purpose of this role is to act as a central point of contact and relationship manager to the Dominion Securities (DS)/Phillips Hager & North Investment Counsel (PH&N IC) Front Office personnel as it pertains to Operations matters. · Subject Matter Expert for service e ...

Job Description · What is the opportunity? · The overall purpose of this role is to act as a central point of contact and relationship manager to the Dominion Securities (DS)/Phillips Hager & North Investment Counsel (PH&N IC) Front Office personnel as it pertains to Operations m ...

As a strategic member of a national senior management team you will providing specialized support and operational guidance within a reputable and growing high performance investment counselling firm. · Develop implement and manage a robust governance framework that aligns with RB ...

Job Description · What is the opportunity? · The overall purpose of this role is to act as a central point of contact and relationship manager to the Dominion Securities (DS)/Phillips Hager & North Investment Counsel (PH&N IC) Front Office personnel as it pertains to Operations m ...

Job Description · What is the opportunity? · To provide compliance support and advice to the Wealth Management Canada business, including RBC Phillips, Hager & North Investment Counsel, RBC Private Counsel USA and RBC Royal Trust, including drafting policies and procedures, prod ...

The overall purpose of this role is to act as a central point of contact and relationship manager to the Dominion Securities (DS)/Phillips Hager & North Investment Counsel (PH&N IC) Front Office personnel as it pertains to Operations matters. · The successful incumbent will be a ...

The Associate Director will support the Director in administering RCM oversight responsibilities for Wealth Management and Insurance business segments. · Responsibilities include ongoing monitoring and reporting of key RCM metrics covering Wealth Management and Insurance business ...

As a strategic member of a national senior management team, you will providing specialized support and operational guidance within a reputable and growing high performance investment counselling firm. · ...

Job Description · WHAT IS THE OPPORTUNITY? · The Associate Director, as an integral member of the RCM (Regulatory Compliance Management) Oversight and Reporting Team (RORT), will support the Director in the administering and executing of RCM oversight responsibilities for Wealth ...

The overall purpose of this role is to act as a central point of contact and relationship manager to the Dominion Securities DS/Phillips Hager & North Investment Counsel PH&N IC Front Office personnel as it pertains to Operations matters. · The successful incumbent will be a poin ...

Job Description · What is the opportunity? · The overall purpose of this role is to act as a central point of contact and relationship manager to the Dominion Securities (DS)/Phillips Hager & North Investment Counsel (PH&N IC) Front Office personnel as it pertains to Operations m ...