Compliance Advisor, Membership Intake - Toronto
1 month ago

The Compliance Advisor plays a key role in CIRO’s review of new firm applications and material business change proposals.
This role manages the review, analysis and recommendation of novel or significant membership transactions.
Qualifications
- University Degree preferably law degree or Professional Designation (CFA CPA)
- A minimum years experience in compliance function preferably with CIRO Dealer Member CSA-registered firm securities regulator
Benefits
Job description
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