Compliance Advisor, Membership Intake - Toronto

Only for registered members Toronto, Canada

1 month ago

Default job background
$115,000 - $140,000 (CAD)
+Job summary
The Compliance Advisor plays a key role in CIRO’s review of new firm applications and material business change proposals.


This role manages the review, analysis and recommendation of novel or significant membership transactions.

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Qualifications

  • University Degree preferably law degree or Professional Designation (CFA CPA)
  • A minimum years experience in compliance function preferably with CIRO Dealer Member CSA-registered firm securities regulator
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Benefits
  • Competitive base salary aligned market performance based bonus hybrid work environment employer paid Health Benefits Spending Account providing flexibility meet individual family needs day one defined Contribution Pension Plan company matching starts first day employment vacation days maternity Leave Absence Paternity Leave Absence top up paid continuous learning continuing development including designations Asterisked offerings not applicable contracts

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