Senior Compliance Officer, Asset Management: Investments and Trade Operations - Toronto, Ontario

Only for registered members Toronto, Ontario, Canada

1 month ago

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+Job summary+

As a member of the Commercial Banking and Wealth Management Compliance (CBWMC) team, the Senior Compliance Officer, Asset Management: Investments and Trade Operations will provide independent oversight of compliance with laws and regulations applicable to the investment fund manager and portfolio management/registered investment advisory business activities of CIBC Asset Management Inc. (CAMI), including its CIBC Private Investment Counsel (CPIC) line of business.


+Responsibilities+
  • Provide timely and proactive advice to help CAMI/CPIC and their leaders fulfill their regulatory compliance responsibilities

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