Tds Operations Analyst Ii - Toronto, Canada - TD Bank

TD Bank
TD Bank
Verified Company
Toronto, Canada

1 month ago

Sophia Lee

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Sophia Lee

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Description

TDS Operations Analyst II:


BR

Job Category - Primary

  • Securities / Wholesale Banking

Work Location

  • TD Centre
  • North 77 King Street West

Employment Type

  • Regular

City

  • Toronto

Time Type

  • Full Time

Province/State

  • Ontario

Hours

  • 37.5

Workplace Model

  • Hybrid

Pay Details

Department Overview

  • The Anti-Money Laundering and Due Diligence function is an internal control function that conducts due diligence on TDS clients during client onboarding and periodic review, on an ongoing basis. The AMLDD team ensures Global AML requirements are followed to minimize operational, regulatory, and reputational risk to the bank.
  • AMLDD team members will utilize and enhance analytical and communication skills, while also developing new skills and relationships. As a member of the AMLDD team and broader Global Operations & Business Services group, there is ample opportunity to learn the foundational aspects of the TD Securities Businesses and build a rewarding, challenging and dynamic career.

Job Details

  • The Anti-Money Laundering and Due Diligence function is an internal control function that conducts due diligence on TDS clients during client onboarding and periodic review, on an ongoing basis. The AMLDD team ensures Global AML requirements are followed to minimize operational, regulatory, and reputational risk to the bank.
  • AMLDD team members will utilize and enhance analytical and communication skills, while also developing new skills and relationships. As a member of the AMLDD team and broader Global Operations & Business Services group, there is ample opportunity to learn the foundational aspects of the TD Securities Businesses and build a rewarding, challenging and dynamic career.
  • Maintain accurate and indepth audit trails of all incoming requests from receipt through to execution, including filing on document repository;
  • Assist in the audit and regulatory exam processes by gathering data for internal auditors and other control areas, as required;

Job Requirements

  • Sound knowledge and understanding of Canadian regulations and antimoney laundering rules such as the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA), as well as Investment Industry Regulatory Organization of Canada (IIROC);
  • Sound knowledge and understanding of Foreign Account Tax Compliance Act (FATCA);
  • Sound knowledge and understanding of the operating environment, business process and procedures, the transaction lifecycle, as well as the businesses supported (e.g. Fixed Income, Equities, Global Counterparty Credit);
  • Complete work within specifically defined parameters with guidance / direction from management, as necessary;
  • Some complexity in operational / reporting / process and/or analysis function generally requiring a shortterm focus (eg. exception reporting, giveup agreements);
  • Ability to adhere to strict deadlines and handle high volumes of work in a demanding environment; Ability to execute on routine and adhoc requests;
  • Ability to work independently as well as part of a team;
  • Demonstrate excellent organizational, problemsolving, interpersonal, leadership and time management skills
  • Selfmotivated and goaloriented with the ability to develop tactical solutions to project and or daytoday problems;
  • Strong attention to detail
  • Motivated to learn quickly and deliver on business deadlines in a fastpaced work environment
  • A gogetter who can exercise initiative and ability to handle several tasks and changing priorities
  • Excellent written and verbal communication skills
  • Handson knowledge of Excel and MS Office products
  • Experience with Bloomberg/ Impact is preferred
  • UI Path, Alteryx, VBA, and technical skills is an asset

Company Overview

Our Values

At TD we're guided by our purpose is to enrich the lives of our customers, communities and colleagues, and share a set of values that shape our culture and guide our behavior.

In exchange for how our colleagues show up to help TD succeed, we are committed to delivering a colleague experience grounded in Impact, Growth and a Culture of Care.

No matter where you work across TD, we empower you to make an impact at work and in your community, explore and grow your career and be part of our caring and inclusive culture.


Making Your Well-being a Priority
A caring and supportive culture that promotes colleague well-being is core to who we are.

At TD, we focus on total well-being with extensive programs to help colleagues assess, manage, and improve their well-being across four core pillars — physical, financial, social and mental/emotional.

In addition, we champion a safe, inclusive and supportive work environment to help colleagues feel a sense of belonging, and supported in their personal and professional growth.

Through our focus on total well-being, we know that we can help our colleagues thrive, contribute to our culture of care, and support bette
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