Services offered
Financial services professional with primary expertise in project management, risk & regulation. Also a domain expert in investor services & payments.
I help financial services organisations navigate through complex change; be it regulatory, strategy, risks remediation or product development & digital transformation helping them build executable pathways. I spent 15 years in front line business units, managing teams and the P&L. Spent the latter 15 years in non financial risk management, running global teams. I am a seasoned project management, can turn a hand to business analysis. Thrive on ownership & real world impact.
Experience
| Founder & Principal Consultant | Director, Transformation & Risk (Interim / Consulting engagements) | Various – Intermittent (2003/2018/present) |
| Project Manager, Cybersecurity Program (Contract) | TD Bank, Canada | 2024 – 2024 |
| Director Operational Risk & Resilience - Digital | Santander, UK | 2021 – 2024 |
| Director, Transformation & Risk (Consulting) | Various Global Banks (incl. HSBC, | 2018 – 2021 |
| Head of Compliance & Operational Risk roles | HSBC Global Banking & Markets (incl. Securities Services & Liquidity/Cash Management) | 2012 – 2017 |
| Project Managent roles | Butterfield Bank / Barclays Wealth (UK & Cayman) | 2011– 2012 |
| Head of International Custody / Operations | Close Wealth Management (UK) | 2009–2011 |
| Numerous Custody / Banking Operations roles incl. PM & BA | Bank of Bermuda (UK / Bermuda) | 1989–2001 & 2006-2008 |
Education
Chartered Institute of Securities & Investment - Graduate Fellowship
Chartered Institute of Securities & Investment Bachelor's-equivalent, Level 6 Diploma, International Operations Management & Regulation and Compliance
The George Washington University School of Business Diploma - Project Management, Project Management
KPMG Other - Digital Fluency Skills Certification, Digital Fluency Skills
Chartered Institute of Securities and Investments Professional Qualification - Securities Institute IAQ Award London,
Toronto School of Traditional Chinese Medicine & Acupuncture Post Graduate Diploma with Honours, Acupuncture & Traditional Chinese Medicine
Securities Institute Securities Institute Merit Award, Futures & Options, Introduction to Custody, Global Custody, & CREST
Associated Chartered Institute of Bankers Other - ACIB Diploma,
Ramsey Grammar School Other - High school education. 10 'O' levels and 4 "A" levels 4 A-Levels & 10 O-Levels Isle of Man
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