Hieu Vo
Services provided: Compliance Specialists , Technical Writers
About Hieu Vo:
I am a 45 year old male of asian descent. In 2004, I completed my graduate studies education, Financial Service Compliance Administrator, Graduates program at Seneca College. The materials which we covered, included: ensure all procedures & documents complied with PIPEDA, FINRA, SOX, SEC & KYC, conduct compliance reporting, record accounting transactions & ensured investments are booked accurately.
Afterwards, I went on to work in various positions in a variety of industries, such as: Compliance Officer position for Empire Cabinets in 2004, MasterCard Sales Associate for BMO in 2013, Compliance Manager at Travelholic in 2015 and Compliance Supervisor for Central Crypto Exchange Corp in 2018.
Then I worked in the KYC Compliance Supervisor position for Central Cryptocurrency Exchange Corp. Working as a KYC Compliance Supervisor, my responsibilities included: Ensure KYC/AML deliverables are met & hold internal partners accountable, follow procedures to investigate a customer’s identity, review clients occupation, credit ratings and manage operational risks effectively through diligent awareness & eliminate delays & insufficiencies.
Experience
I worked in the KYC Compliance Supervisor position for Central Cryptocurrency Exchange Corp. Working as a KYC Compliance Supervisor, my responsibilities included: Ensure KYC/AML deliverables are met & hold internal partners accountable, follow procedures to investigate a customer’s identity, review clients occupation, credit ratings and manage operational risks effectively through diligent awareness & eliminate delays & insufficiencies.
Also, I worked in the Compliance Manager position for Travelholic. Working as Compliance Manager, my responsibilities included: Develop policies and procedures manual, direct compliance issues to appropriate existing channels for investigation, respond to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct, ensure that compliance issues within the agency are being resolved, monitors compliance activities, identify areas of compliance vulnerability & report violations to authorized enforcement agencies.
In addition, I worked as a as a Count Drop Team Member at the Edgewater Casino, where my responsibilities, included: Acquire certification-GPEB, BCLC AML Certificate, BCLC Privacy Awareness Training for CASINO and CGC Certificate, maintain protection of large amounts of currency, count the contents of the table drop & bill validator boxes, maintain awareness of the currencies security & transfer files to the Accounting Department.
Furthermore, I worked as a MasterCard Sales Associate for BMO. Working as a Sales Associate, my duties included: Acquire certification-KYC & PIPEDA, open new memberships, resolve customer concerns, review applications, identify referrals, provide service to all members with transaction & creditor insurance.
Lastly, I worked in the Compliance Officer position for Empire Cabinets. Working as a Compliance Officer, my responsibilities included: Track, check, prioritize and route orders, manage all important documents such as advanced shipping notice, collaborate with warehouse, purchasing & other managers to optimize processes, resolve issues regarding shipped orders and ensure compliance to legal regulations and company policies
Education
I acquire education in 2004, Financial Service Compliance Administrator, Graduates program at Seneca College. The materials which we covered, included: ensure all procedures & documents complied with PIPEDA, FINRA, SOX, SEC & KYC, conduct compliance reporting, record accounting transactions & ensured investments are booked accurately.
Professionals who compete with Hieu
Professionals offering similar services to those of Hieu Vo
Professionals in the same Banking / Loans sector as Hieu Vo
Professionales offering Compliance Specialists services
Professionales offering Technical Writers services
Other users who are called Hieu
Jobs near Toronto, Ontario
-
office administrative assistant
Found in: Talent CA 2 C2 - 5 days ago
GTA development Services Inc. Mississauga, CanadaEducation: Secondary (high) school graduation certificate · Experience: 1 year to less than 2 years · Tasks · Arrange and co-ordinate seminars, conferences, etc. · Plan and control budget and expenditures · Establish and implement policies and procedures · Train other workers · T ...
-
marketing specialist
Found in: Talent CA 2 C2 - 1 hour ago
bayview paints & decor inc Richmond Hill, CanadaEducation: Bachelor's degree · Experience: 1 year to less than 2 years · Tasks · Develop policies · Perform administrative tasks · Respond to enquiries from members of the business community concerning development opportunities · Conduct surveys and analyze data on the buying hab ...
-
network support technician
Found in: Talent CA 2 C2 - 2 days ago
Insta Software Solution Inc Brampton, CanadaEducation: College/CEGEP · Experience: 7 months to less than 1 year · Tasks · Maintain, troubleshoot and administer the use of local area networks (LANs), wide area networks (WANs), mainframe networks and computer workstations and peripheral equipment · Evaluate and install compu ...